National Securities Exchanges
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| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-96044 | Oct 12, 2022 | SR-PEARL-2022-42 | MIAX PEARL, LLC (PEARL) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by MIAX PEARL, LLC To Amend the MIAX Pearl Options Fee Schedule Comments Due: November 8, 2022 See Also - Exhibit 5 Submit a Comment on SR-PEARL-2022-42
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| 34-95886 | Sep 22, 2022 | SR-PEARL-2022-40 | MIAX PEARL, LLC (PEARL) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by MIAX PEARL, LLC To Amend the MIAX Pearl Options Fee Schedule Comments Due: 21 days after publication in the Federal Register See Also - Exhibit 5 |
| 34-95881 | Sep 22, 2022 | SR-PEARL-2022-41 | MIAX PEARL, LLC (PEARL) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by MIAX PEARL, LLC To Amend Exchange Rule 2621, Clearly Erroneous Executions Comments Due: 21 days after publication in the Federal Register See Also - Exhibit 5 |
| 34-95780 | Sep 15, 2022 | SR-PEARL-2022-39 | MIAX PEARL, LLC (PEARL) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Trading Permit Fees in the MIAX PEARL Options Fee Schedule Comments Due: 21 days after publication in the Federal Register View Received Comments See Also - Exhibit 5 |
| 34-95775 | Sep 14, 2022 | SR-PEARL-2022-35 | MIAX PEARL, LLC (PEARL) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the MIAX PEARL Options Fee Schedule To Remove Certain Credits Comments Due: 21 days after publication in the Federal Register View Received Comments See Also - Exhibit 5 Submit a Comment on SR-PEARL-2022-35 |
| 34-95774 | Sep 14, 2022 | SR-PEARL-2022-30 | MIAX PEARL, LLC (PEARL) | Notice of Withdrawal of Proposed Rule Change To Amend the MIAX PEARL Options Fee Schedule To Remove Certain Credits and Increase Trading Permit Fees |
| 34-95741 | Sep 12, 2022 | SR-PEARL-2022-36 | MIAX PEARL, LLC (PEARL) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the MIAX Pearl Equities Fee Schedule Comments Due: 21 days after publication in the Federal Register See Also - Exhibit 5 |
| 34-95679 | Sep 6, 2022 | SR-PEARL-2022-34 | MIAX PEARL, LLC (PEARL) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 2614, Orders and Order Instructions, To Adopt the Primary Peg Order Type Comments Due: 21 days after publication in the Federal Register See Also - Exhibit 5 |
| 34-95614 | Aug 26, 2022 | SR-PEARL-2022-33 | MIAX PEARL, LLC (PEARL) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the MIAX Pearl Equities Fee Schedule Comments Due: 21 days after publication in the Federal Register See Also - Exhibit 5 |
| 34-95419 | Aug 4, 2022 | SR-PEARL-2022-30 | MIAX PEARL, LLC (PEARL) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the MIAX PEARL Options Fee Schedule To Remove Certain Credits and Increase Trading Permit Fees Comments Due: 21 days after publication in the Federal Register View Received Comments See Also - Exhibit 5 |