National Securities Exchanges
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| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-80011 | Feb 10, 2017 | SR-ISEGemini-2016-17 | ISE Gemini (ISEGemini) | Order Approving Proposed Rule Change, as Modified by Amendment Nos. 1 and 2, To Amend Various Rules in Connection With a System Migration to Nasdaq INET Technology View Received Comments See Also - Rel. No. 34-79677 |
| 34-80014 | Feb 10, 2017 | SR-ISEGemini-2016-18 | ISE Gemini (ISEGemini) | Order Approving Proposed Rule Change, as Modified by Amendment No. 1, To Amend the Exchange Opening Process View Received Comments See Also - Rel. No. 34-79679 |
| 34-79995 | Feb 9, 2017 | SR-ISEMercury-2016-22, SR-ISEGemini-2016-16 | ISE Mercury (ISEMercury), ISE Gemini (ISEGemini) | Order Granting Approval of Proposed Rule Changes, as Modified by Amendment Nos. 1 and 2 Thereto, To Permit Nasdaq Execution Services, LLC To Become an Affiliated Member of Each Exchange To Perform Certain Routing and Other Functions See Also - Rel. No. 34-79664, Order Granting Approval of Proposed Rule Changes, as Modified by Amendment Nos. 1 and 2 Thereto, To Permit Nasdaq Execution Services, LLC To Become an Affiliated Member of Each Exchange To Perform Certain Routing and Other Functions |
| 34-79965 | Feb 3, 2017 | SR-ISE-Gemini-2017-04 | ISE Gemini (ISEGemini) | Notice of Filing of Proposed Rule Change to Adopt Chapter 9 View Received Comments See Also - Exhibit 5 |
| 34-79840 | Jan 18, 2017 | SR-ISEGemini-2016-23 | ISE Gemini (ISEGemini) | Order Granting Approval of Proposed Rule Change To Amend ISE Gemini Rule 723 and To Make Pilot Program Permanent See Also - Rel. No. 34-79541 |
| 34-79800 | Jan 13, 2017 | SR-ISEGemini-2017-01 | ISE Gemini (ISEGemini) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Schedule of Fees See Also - Exhibit 5 |
| 34-79741 | Jan 4, 2017 | SR-ISEGemini-2016-25 | ISE Gemini (ISEGemini) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rules To Extend a Pilot Program See Also - Exhibit 5 |
| 34-79735 | Jan 4, 2017 | SR-ISEGemini-2016-14 | ISE Gemini (ISEGemini) | Order Mechanism, and Price Improvement Mechanism See Also - Rel. No. 34-79353 |
| 34-79679 | Dec 22, 2016 | SR-ISEGemini-2016-18 | ISE Gemini (ISEGemini) | Notice of Filing of Proposed Rule Change To Amend the Opening Process View Received Comments See Also - Exhibit 5, Rel. No. 34-80014 |
| 34-79664 | Dec 22, 2016 | SR-ISEGemini-2016-16 | ISE Gemini (ISEGemini) | Notice of Filing of Proposed Rule Change, as Modified by Amendment Nos. 1 and 2, To Permit Nasdaq Execution Services, LLC To Become an Affiliated Member of the Exchange To Perform Certain Routing and Other Functions See Also - Exhibit 5 |