National Securities Exchanges
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| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-100139 | May 14, 2024 | SR-GEMX-2024-10 | Nasdaq GEMX, LLC (GEMX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Options 7, Section 6 Comments Due: June 10, 2024 See Also - Exhibit 5 Submit a Comment on SR-GEMX-2024-10
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| 34-100118 | May 13, 2024 | SR-GEMX-2024-09 | Nasdaq GEMX, LLC (GEMX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend its Fees for Connectivity and Co-location Services Comments Due: June 7, 2024 See Also - Exhibit 5 |
| 34-99800 | Mar 20, 2024 | SR-GEMX-2024-08 | Nasdaq GEMX, LLC (GEMX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Cabinet Proximity Option Fee to Establish a Reservation Fee for Cabinets with Power Densities Greater Than 10kW Comments Due: April 16, 2024 View Received Comments See Also - Exhibit 5 |
| 34-99787 | Mar 20, 2024 | SR-GEMX-2024-07 | Nasdaq GEMX, LLC (GEMX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Options 7, Section 6 Comments Due: April 16, 2024 See Also - Exhibit 5 |
| 34-99748 | Mar 15, 2024 | SR-GEMX-2024-05 | Nasdaq GEMX, LLC (GEMX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend its Fees for Connectivity and Co-location Services Comments Due: April 11, 2024 View Received Comments See Also - Exhibit 5 |
| 34-99646 | Feb 29, 2024 | SR-GEMX-2024-04 | Nasdaq GEMX, LLC (GEMX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Expand its Cabinet Proximity Option Program Comments Due: March 27, 2024 View Received Comments |
| 34-99446 | Jan 30, 2024 | SR-GEMX-2024-03 | Nasdaq GEMX, LLC (GEMX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Options 7, Section 6 Comments Due: February 26, 2024 See Also - Exhibit 5 |
| 34-99365 | Jan 17, 2024 | SR-GEMX-2024-02 | Nasdaq GEMX, LLC (GEMX) | Notice of Filing of a Proposed Rule Change to Establish Fees for Industry Members Related to Certain Historical Costs of the National Market System Plan Governing the Consolidated Audit Trail; Suspension of and Order Instituting Proceedings to Determine W Comments Due: by March 5, 2024. Rebuttal comments should be submitted by March 19, 2024. View Received Comments See Also - Exhibit 5 |
| 34-99190 | Dec 15, 2023 | SR-GEMX-2023-19 | Nasdaq GEMX, LLC (GEMX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Options 7, Section 6 Comments Due: January 11, 2024 See Also - Exhibit 5 |
| 34-99172 | Dec 14, 2023 | SR-GEMX-2023-20 | Nasdaq GEMX, LLC (GEMX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Fees for Options on the Nasdaq 100 Index in the Exchange's Pricing Schedule at Options 7 Comments Due: January 10, 2024 See Also - Exhibit 5 |