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National Securities Exchanges

We encourage the public to submit comments on the following filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.

Release Number SEC Issue Date Sort ascending File Number SRO Organization Details
34-101533 Nov 7, 2024 SR-PEARL-2024-51 MIAX PEARL, LLC (PEARL) Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 2300 (Supervision)
Comments Due: 21 days after publication in the Federal Register.
34-101358 Oct 16, 2024 SR-PEARL-2024-47 MIAX PEARL, LLC (PEARL) Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Adopt Both an Early and Late Trading Session on its Equity Trading Platform
See Also - Exhibit 5
34-101341 Oct 15, 2024 SR-PEARL-2024-48 MIAX PEARL, LLC (PEARL) Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 2618(a)(7)(A) to Allow Equity Members to Cancel a Subset of Orders Over an Order Entry Port
Comments Due: 21 days after publication in the Federal Register.
See Also - Exhibit 5
34-101282 Oct 8, 2024 SR-PEARL-2024-46 MIAX PEARL, LLC (PEARL) Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the MIAX Pearl Equities Fee Schedule
Comments Due: 21 days after publication in the Federal Register.
See Also - Exhibit 5
34-101152 Sep 24, 2024 SR-PEARL-2024-45 MIAX PEARL, LLC (PEARL) Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 404, Series of Option Contracts Open for Trading, to Amend the Short Term Option Series Program
Comments Due: October 21, 2024
See Also - Exhibit 5
34-101146 Sep 24, 2024 SR-PEARL-2024-42 MIAX PEARL, LLC (PEARL) Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the MIAX Pearl Options Fee Schedule
Comments Due: October 21, 2024
See Also - Exhibit 5
34-101135 Sep 23, 2024 SR-PEARL-2024-43 MIAX PEARL, LLC (PEARL) Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the MIAX Pearl Equities Fee Schedule
Comments Due: October 18, 2024
See Also - Exhibit 5
34-101122 Sep 20, 2024 SR-PEARL-2024-44 MIAX PEARL, LLC (PEARL) Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the MIAX Pearl Options Fee Schedule
Comments Due: October 17, 2024
See Also - Exhibit 5
34-101100 Sep 19, 2024 SR-PEARL-2024-41 MIAX PEARL, LLC (PEARL) Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the MIAX Pearl Equities Fee Schedule
Comments Due: October 16, 2024
See Also - Exhibit 5
34-100953 Sep 5, 2024 SR-PEARL-2024-37 MIAX PEARL, LLC (PEARL) Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the MIAX Pearl Equities Fee Schedule to Establish Fees for Industry Members Related to Certain Historical Costs of the National Market System Plan Governing the Consolidated A
Comments Due: October 2, 2024
View Received Comments
See Also - Exhibit 5