National Securities Exchanges
We encourage the public to submit comments on the following filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-100504 | Jul 11, 2024 | SR-EMERALD-2024-17 | MIAX Emerald, LLC (EMERALD) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Its Fee Schedule for Customer Orders Routed to Another Options Exchange Comments Due: 21 days after publication in the Federal Register. See Also - Exhibit 5 Submit a Comment on SR-EMERALD-2024-17
|
| 34-100475 | Jul 9, 2024 | SR-EMERALD-2024-16 | MIAX Emerald, LLC (EMERALD) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Rules Relating to the Continuing Education for Registered Persons as Provided Under Exchange Rule 1903 Comments Due: 21 days after date of publication in the federal Register. See Also - Exhibit 5 |
| 34-100042 | Apr 26, 2024 | SR-EMERALD-2024-15 | MIAX Emerald, LLC (EMERALD) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Increase Fees for the ToM Market Data Product and Establish Fees for the cToM Market Data Product Comments Due: May 23, 2024 See Also - Exhibit 5 |
| 34-100039 | Apr 26, 2024 | SR-EMERALD-2024-14 | MIAX Emerald, LLC (EMERALD) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Its Fee Schedule for Purge Ports Comments Due: May 23, 2024 View Received Comments See Also - Exhibit 5 |
| 34-99923 | Apr 9, 2024 | SR-EMERALD-2024-13 | MIAX Emerald, LLC (EMERALD) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 531 Comments Due: May 6, 2024 See Also - Exhibit 5 |
| 34-99824 | Mar 21, 2024 | SR-EMERALD-2024-12 | MIAX Emerald, LLC (EMERALD) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Its Fee Schedule to Modify Certain Connectivity and Port Fees Comments Due: April 17, 2024 See Also - Exhibit 5 |
| 34-99829 | Mar 21, 2024 | SR-EMERALD-2024-10 | MIAX Emerald, LLC (EMERALD) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the MIAX Emerald Fee Schedule Comments Due: April 17, 2024 See Also - Exhibit 5 |
| 34-99812 | Mar 20, 2024 | SR-EMERALD-2024-11 | MIAX Emerald, LLC (EMERALD) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Its Fee Schedule for Purge Ports Comments Due: April 16, 2024 View Received Comments See Also - Exhibit 5 |
| 34-99737 | Mar 14, 2024 | SR-EMERALD-2024-09 | MIAX Emerald, LLC (EMERALD) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Increase Fees for the ToM Market Data Product and Establish Fees for the cToM Market Data Product Comments Due: April 10, 2024 See Also - Exhibit 5 |
| 34-99555 | Feb 16, 2024 | SR-EMERALD-2024-06 | MIAX Emerald, LLC (EMERALD) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Its Fee Schedule Regarding the Open-Close Report Data Comments Due: March 15, 2024 See Also - Exhibit 5 |