National Securities Exchanges
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Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
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34-100444 | Jun 27, 2024 | SR-CBOE-2024-028 | Cboe Exchange, Inc. (CBOE) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule to Clarify its Certification Port Fees Comments Due: July 24, 2024 See Also - Exhibit 5 Submit a Comment on SR-CBOE-2024-028
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34-100426 | Jun 25, 2024 | SR-CBOE-2024-027 | Cboe Exchange, Inc. (CBOE) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule Comments Due: July 22, 2024 See Also - Exhibit 5 |
34-100409 | Jun 24, 2024 | SR-CBOE-2024-022 | Cboe Exchange, Inc. (CBOE) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Rules Relating to the Continuing Education for Registered Persons as Provided Under Exchange Rule 3.33.01 Comments Due: July 19, 2024 See Also - Exhibit 5 |
34-100370 | Jun 18, 2024 | SR-CBOE-2024-025 | Cboe Exchange, Inc. (CBOE) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule Comments Due: July 16, 2024 See Also - Exhibit 5 |
34-100292 | Jun 6, 2024 | SR-CBOE-2023-063 | Cboe Exchange, Inc. (CBOE) | Notice of Designation of a Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to Amend the Exchange’s Rules Relating to Position and Exercise Limits |
34-100256 | May 31, 2024 | SR-CBOE-2024-008 | Cboe Exchange, Inc. (CBOE) | Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to Adopt a New Rule Regarding Order and Execution Management Systems Comments Due: July 11, 2024 |
34-100091 | May 9, 2024 | SR-CBOE-2024-021 | Cboe Exchange, Inc. (CBOE) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule Comments Due: June 5, 2024 See Also - Exhibit 5 |
34-100081 | May 8, 2024 | SR-CBOE-2024-015 | Cboe Exchange, Inc. (CBOE) | Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, to Amend Exchange Rule 5.33, Complex Orders Comments Due: June 4, 2024 |
34-100024 | Apr 24, 2024 | SR-BOX-2024-07, SR-CBOE-2024-005, SR-ISE-2024-03, SR-ISE-2024-14, SR-MIAX-2024-03, SR-NYSEAMER-2024-10, SR-PEARL-2024-03 | BOX Exchange LLC (BOX), Cboe Exchange, Inc. (CBOE), Nasdaq ISE, LLC (ISE), Miami International Securities Exchange, LLC (MIAX), NYSE American LLC (NYSEAMER), MIAX PEARL, LLC (PEARL) | Order Instituting Proceedings to Determine Whether to Approve or Disapprove Proposed Rule Changes to Permit the Listing and Trading of Options on Trusts That Hold Bitcoin Comments Due: May 21, 2024 View Received Comments |
34-100010 | Apr 22, 2024 | SR-CBOE-2024-019 | Cboe Exchange, Inc. (CBOE) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule Comments Due: May 17, 2024 See Also - Exhibit 5 |