Breadcrumb

National Securities Exchanges

We encourage the public to submit comments on the following filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.

Release Number SEC Issue Date Sort ascending File Number SRO Organization Details
34-100444 Jun 27, 2024 SR-CBOE-2024-028 Cboe Exchange, Inc. (CBOE) Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule to Clarify its Certification Port Fees
Comments Due: July 24, 2024
See Also - Exhibit 5
34-100426 Jun 25, 2024 SR-CBOE-2024-027 Cboe Exchange, Inc. (CBOE) Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule
Comments Due: July 22, 2024
See Also - Exhibit 5
34-100409 Jun 24, 2024 SR-CBOE-2024-022 Cboe Exchange, Inc. (CBOE) Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Rules Relating to the Continuing Education for Registered Persons as Provided Under Exchange Rule 3.33.01
Comments Due: July 19, 2024
See Also - Exhibit 5
34-100370 Jun 18, 2024 SR-CBOE-2024-025 Cboe Exchange, Inc. (CBOE) Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule
Comments Due: July 16, 2024
See Also - Exhibit 5
34-100292 Jun 6, 2024 SR-CBOE-2023-063 Cboe Exchange, Inc. (CBOE) Notice of Designation of a Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to Amend the Exchange’s Rules Relating to Position and Exercise Limits
34-100256 May 31, 2024 SR-CBOE-2024-008 Cboe Exchange, Inc. (CBOE) Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to Adopt a New Rule Regarding Order and Execution Management Systems
Comments Due: July 11, 2024
34-100091 May 9, 2024 SR-CBOE-2024-021 Cboe Exchange, Inc. (CBOE) Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule
Comments Due: June 5, 2024
See Also - Exhibit 5
34-100081 May 8, 2024 SR-CBOE-2024-015 Cboe Exchange, Inc. (CBOE) Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, to Amend Exchange Rule 5.33, Complex Orders
Comments Due: June 4, 2024
34-100024 Apr 24, 2024 SR-BOX-2024-07, SR-CBOE-2024-005, SR-ISE-2024-03, SR-ISE-2024-14, SR-MIAX-2024-03, SR-NYSEAMER-2024-10, SR-PEARL-2024-03 BOX Exchange LLC (BOX), Cboe Exchange, Inc. (CBOE), Nasdaq ISE, LLC (ISE), Miami International Securities Exchange, LLC (MIAX), NYSE American LLC (NYSEAMER), MIAX PEARL, LLC (PEARL) Order Instituting Proceedings to Determine Whether to Approve or Disapprove Proposed Rule Changes to Permit the Listing and Trading of Options on Trusts That Hold Bitcoin
Comments Due: May 21, 2024
View Received Comments
34-100010 Apr 22, 2024 SR-CBOE-2024-019 Cboe Exchange, Inc. (CBOE) Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule
Comments Due: May 17, 2024
See Also - Exhibit 5