National Securities Exchanges
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| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-100436 | Jun 26, 2024 | SR-CboeBYX-2024-023 | Cboe BYX Exchange, Inc. (CboeBYX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule to Clarify its Certification Port Fees Comments Due: 21 days after publication in the Federal Register. See Also - Exhibit 5 Submit a Comment on SR-CboeBYX-2024-023
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| 34-100411 | Jun 24, 2024 | SR-CboeBYX-2024-016 | Cboe BYX Exchange, Inc. (CboeBYX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Rules Relating to the Continuing Education for Registered Persons as Provided Under Exchange Rule 2.16.01 Comments Due: 21 days after publication in the Federal Register. See Also - Exhibit 5 |
| 34-100342 | Jun 14, 2024 | SR-CboeBYX-2024-021 | Cboe BYX Exchange, Inc. (CboeBYX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule Related to Physical Port Fees Comments Due: 21 days after date of publication in the Federal Register. See Also - Exhibit 5 |
| 34-100337 | Jun 14, 2024 | SR-CboeBYX-2024-009 | Cboe BYX Exchange, Inc. (CboeBYX) | Notice of Filing of a Proposed Rule Change to Amend Exchange Rule 11.25(e) ("Priority and Execution of Orders") to Allow Users to Utilize the Exchange's Match Trade Prevention Functionality When Entering Periodic Auction Orders onto the Exchange for Execu Comments Due: 21 days after publication in the Federal Register. See Also - Exhibit 5 |
| 34-100331 | Jun 13, 2024 | SR-CboeBYX-2024-022 | Cboe BYX Exchange, Inc. (CboeBYX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule to Provide a Discount on the Purchase of Historic Short Volume and Trade Reports Comments Due: 21 days after date of publication in the Federal Register. See Also - Exhibit 5 |
| 34-100325 | Jun 13, 2024 | SR-CboeBYX-2024-019 | Cboe BYX Exchange, Inc. (CboeBYX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule Regarding Fee Code MT Comments Due: 21 days after publication in the Federal Register. See Also - Exhibit 5 |
| 34-100316 | Jun 11, 2024 | SR-CboeBYX-2024-003 | Cboe BYX Exchange, Inc. (CboeBYX) | Notice of Withdrawal of Proposed Rule Change to Amend Rule 11.9(c)(6) and Rule 11.13(a)(4)(D) to Permit the Use of BYX Post Only Orders at Prices Below $1.00 |
| 34-100317 | Jun 11, 2024 | SR-CboeBYX-2024-017 | Cboe BYX Exchange, Inc. (CboeBYX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Interpretation and Policy .03 to Rule 11.13 to Provide an Additional, Optional Risk Setting to Members and Clearing Members Comments Due: 21 days after date of publication in the Federal Register. See Also - Exhibit 5 |
| 34-100202 | May 21, 2024 | SR-CboeBYX-2024-015 | Cboe BYX Exchange, Inc. (CboeBYX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 11.13 to Describe the Manner in Which the Exchange Processes Executions in Securities Priced Below $1.00 Received from Away Trading Centers Priced in Fractional Pennies Comments Due: June 18, 2024 See Also - Exhibit 5 |
| 34-100122 | May 13, 2024 | SR-CboeBYX-2024-014 | Cboe BYX Exchange, Inc. (CboeBYX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule to Adopt Fees for Dedicated Cores Comments Due: June 7, 2024 See Also - Exhibit 5 |