National Securities Exchanges
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| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-48872 | Dec 3, 2003 | SR-Amex-2003-100 | American Stock Exchange (Amex) | Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change and Amendment No. 1 Thereto by the American Stock Exchange LLC Relating to Broker Voting on Stock Option and Equity Compensation Plans |
| 34-48863 | Dec 1, 2003 | SR-Amex-2003-65 | American Stock Exchange (Amex) | Order Granting Accelerated Approval of Amendment No. 2 Relating To Enhanced Corporate Governance Requirements Applicable to Listed Companies View Received Comments See Also - Rel. No. 34-48706 |
| 34-48818 | Nov 21, 2003 | SR-Amex-2003-28 | American Stock Exchange (Amex) | Order Granting Accelerated Approval to Amendment No. 3 to the Proposed Rule Change by the American Stock Exchange LLC Relating to the Elimination of the 10-Second Interval at Which Persons May Enter Auto-Ex Eligible Orders for Exchange-Traded Funds View Received Comments |
| 34-48706 | Oct 27, 2003 | SR-Amex-2003-65 | American Stock Exchange (Amex) | Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto by the American Stock Exchange LLC Relating to Enhanced Corporate Governance Requirements Applicable to Listed Companies View Received Comments See Also - Rel. No. 34-48863 |
| 34-48652 | Oct 17, 2003 | SR-Amex-2003-81 | American Stock Exchange (Amex) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the American Stock Exchange LLC Relating to Reporting of "At-the-Close" Orders in Nasdaq Securities View Received Comments |
| 34-48610 | Oct 9, 2003 | SR-Amex-2003-42 | American Stock Exchange (Amex) | Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change and Amendment Nos. 1, 2 and 3 Thereto by the American Stock Exchange LLC Relating to Shareholder Approval of Stock Option Plans and Other Equity Compensation Arrangements View Received Comments |
| 34-48172 | Jul 14, 2003 | SR-Amex-2003-34 | American Stock Exchange (Amex) | Order Granting Approval of Proposed Rule Change by the American Stock Exchange LLC, Relating to Indications, Openings and Re-Openings |
| 34-48053 | Jun 17, 2003 | SR-Amex-2003-50 | American Stock Exchange (Amex) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the American Stock Exchange LLC and Amendment No. 1 Thereto Relating to a Marketing Fee To Be Imposed on Certain Transactions of Specialists and Registered Options Traders View Received Comments |
| 34-47842 | May 13, 2003 | SR-Amex-2003-35 | American Stock Exchange (Amex) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the American Stock Exchange LLC, Relating to Legal Fees Incurred by the Exchange View Received Comments |
| 34-47658 | Apr 10, 2003 | SR-Amex-2003-18 | American Stock Exchange (Amex) | Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change by the American Stock Exchange LLC Relating to "At the Close" Orders in Nasdaq Securities View Received Comments |