National Securities Exchanges
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Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
---|---|---|---|---|
34-51690 | May 12, 2005 | SR-Amex-2005-045 | American Stock Exchange (Amex) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Delay Implementation Date of Revisions to the Series 4 Examination Program |
34-51685 | May 11, 2005 | SR-Amex-2005-050 | American Stock Exchange (Amex) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Options Marketing Fee for Options on SPDRs |
34-51681 | May 11, 2005 | SR-Amex-2005-28 | American Stock Exchange (Amex) | Notice Requirements Applicable to Amex Listed Issuers See Also - Rel. No. 34-51898 |
34-51671 | May 9, 2005 | SR-Amex-2005-033, SR-Phlx-2005-24, SR-NYSE-2005-23 | Nasdaq PHLX LLC (Phlx), NASDAQ OMX PHLX, New York Stock Exchange LLC (NYSE), American Stock Exchange (Amex) | Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto To Amend Rule 918-ANTE(a)(4) Regarding Closing Rotations See Also - Rel. No. 34-51873 |
34-51664 | May 6, 2005 | SR-Amex-2005-033, SR-Phlx-2005-24, SR-NYSE-2005-23 | Nasdaq PHLX LLC (Phlx), NASDAQ OMX PHLX, New York Stock Exchange LLC (NYSE), American Stock Exchange (Amex) | Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto To Amend Rule 918-ANTE(a)(4) Regarding Closing Rotations |
34-51665 | May 6, 2005 | SR-Amex-2005-033, SR-Phlx-2005-24, SR-NYSE-2005-23 | Nasdaq PHLX LLC (Phlx), NASDAQ OMX PHLX, New York Stock Exchange LLC (NYSE), American Stock Exchange (Amex) | Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto To Amend Rule 918-ANTE(a)(4) Regarding Closing Rotations |
34-51642 | May 2, 2005 | SR-Amex-2005-041 | American Stock Exchange (Amex) | Notice of Filing and Immediate Effectiveness of Revisions to the Implementation Date of the ANTE System |
34-51634 | Apr 29, 2005 | SR-Amex-2005-036 | American Stock Exchange (Amex) | Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change Relating to the Listing and Trading of Notes Linked to the Performance of the CBOE S&P 500 BuyWrite Index(sm) |
34-51621 | Apr 27, 2005 | SR-Amex-2005-037 | American Stock Exchange (Amex) | Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto By the American Stock Exchange LLC Relating to When Floor Official Approval for a Transaction in a High-Priced Security Is Necessary See Also - Rel. No. 34-51796 |
34-51616 | Apr 26, 2005 | SR-Amex-2005-034 | American Stock Exchange (Amex) | Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to Trade ETFs Based on the Dow Jones STOXX 50 and the Dow Jones EURO STOXX 50 Indexes Pursuant to Unlisted Trading Privileges |