National Securities Exchanges
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| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-49548 | Apr 9, 2004 | SR-Amex-2004-02 | American Stock Exchange (Amex) | Order Granting Approval to Proposed Rule Change and Amendment No. 1 by the American Stock Exchange LLC Relating to the Listing and Trading of Notes Linked to the Performance of the Select Utility Index |
| 34-49531 | Apr 6, 2004 | SR-Amex-2003-105 | American Stock Exchange (Amex) | Order Granting Approval of Proposed Rule Change by the American Stock Exchange LLC Relating to the Exceptions to the Exchange's Quote Rule |
| 34-49488 | Mar 26, 2004 | SR-AMEX-2004-18 | American Stock Exchange (Amex) | Notice of Filing and Order Granting Accelerated Approval to the Proposed Rule Change Relating to an Extension of the Marketing Fee Voting Procedures Pilot Program |
| 34-49465 | Mar 24, 2004 | SR-Amex-2003-89 | American Stock Exchange (Amex) | Notice of Filing of Proposed Rule Change and Amendments No. 1, 2, 3, 4, 5 and 6 Thereto by the American Stock Exchange LLC To Implement a New Options Trading Platform Known as the Amex New Trading Environment or ANTE See Also - proposed rules also available, Rel. No. 34-49747 |
| 34-49449 | Mar 19, 2004 | SR-Amex-2004-04 | American Stock Exchange (Amex) | Notice of Filing of Proposed Rule Change and Amendments Nos. 1 and 2 Thereto by the American Stock Exchange LLC Relating to Auto-Ex for Exchange Traded Funds and Nasdaq Securities Traded on an Unlisted Basis See Also - Rel. No. 34-49921 |
| 34-49453 | Mar 19, 2004 | SR-Amex-2004-13 | American Stock Exchange (Amex) | Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change by the American Stock Exchange LLC Relating to the Listing and Trading of Contingent Principal Protection Notes Linked to the Performance of the Dow Jones Industrial Average (DJIA) |
| 34-49438 | Mar 17, 2004 | SR-AMEX-2003-78 | American Stock Exchange (Amex) | Order Approving a Proposed Rule Change Relating To Resolving Uncompared Options Transactions |
| 34-49440 | Mar 17, 2004 | SR-Amex-2004-07 | American Stock Exchange (Amex) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change and Amendment No. 1 Thereto by the American Stock Exchange LLC Relating to ITS Trade-Throughs and Locked Markets |
| 34-49441 | Mar 17, 2004 | SR-Amex-2003-44 | American Stock Exchange (Amex) | Order Granting Approval to Proposed Rule Change Relating to Percentages Used to Allocate Executed Options Contracts Between the Specialist and Registered Options Traders |
| 34-49371 | Mar 5, 2004 | SR-Amex-2004-12 | American Stock Exchange (Amex) | Notice of Filing of Proposed Rule Change by the American Stock Exchange LLC Relating to Audit Committee Meeting Requirements Applicable to Registered Closed-End Management Investment Companies View Received Comments See Also - Rel. No. 34-49700 |