National Securities Exchanges
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| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-50019 | Jul 14, 2004 | SR-Amex-2004-48 | American Stock Exchange (Amex) | Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change and Amendment No. 1 Thereto by American Stock Exchange LLC Relating to the Listing and Trading of Notes Linked to the Performance of the Standard and Poor's 500 Index |
| 34-50016 | Jul 14, 2004 | SR-Amex-2004-43 | American Stock Exchange (Amex) | Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change by the American Stock Exchange LLC Relating to the Listing and Trading of Notes Linked to the Performance of the Nikkei 225 Index |
| 34-49999 | Jul 9, 2004 | SR-Amex-2004-42 | American Stock Exchange (Amex) | Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change by the American Stock Exchange LLC Relating to the Listing and Trading of Contingent Principal Protection Notes Linked to the Performance of the Nikkei 225 Index |
| 34-49991 | Jul 9, 2004 | SR-Amex-2004-49 | American Stock Exchange (Amex) | Notice of Filing of Proposed Rule Change To Allow Amex Hearing Officers to Preside Over Default and Settlement Proceedings Without Empanelling Members of the Hearing Board To Serve on an Amex Disciplinary Panel See Also - Rel. No. 34-50214 |
| 34-49983 | Jul 8, 2004 | SR-Amex-2004-40 | American Stock Exchange (Amex) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 thereto Relating to an Amendment to Amex Rule 131 |
| 34-49986 | Jul 8, 2004 | SR-Amex-2004-37 | American Stock Exchange (Amex) | Order Granting Accelerated Approval to a Proposed Rule Change and Amendment No. 1 Thereto by the American Stock Exchange LLC Relating to a Change in the Options Transaction Fee Reductions for Non-Member Broker-Dealers in Connection With Cabinet Trades and Spread Trades See Also - Rel. No. 34-49800 |
| 34-49963 | Jul 2, 2004 | SR-Amex-2004-33 | American Stock Exchange (Amex) | Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change by the American Stock Exchange LLC Relating to the Handling of Satisfaction Orders Pursuant to the Plan for the Purpose of Creating and Operating an Intermarket Option Linkage |
| 34-49941 | Jun 29, 2004 | SR-Amex-2003-39 | American Stock Exchange (Amex) | Order Granting Accelerated Approval to Amendment No. 5 to a Proposed Rule Change by the American Stock Exchange LLC To Adopt a Clearly Erroneous Transaction Rule and Half-Point Error Guarantee for Trades in Nasdaq National Market Securities |
| 34-49921 | Jun 25, 2004 | SR-Amex-2004-04 | American Stock Exchange (Amex) | Order Approving Proposed Rule Change and Amendment Nos. 1, 2, and 3 thereto Relating to Auto-Ex for Exchange Traded Funds and Nasdaq Securities Traded on an Unlisted Basis See Also - Rel. No. 34-49449 |
| 34-49892 | Jun 18, 2004 | SR-Amex-2004-46 | American Stock Exchange (Amex) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to an Extension of Automatic Execution for Exchange Traded Funds |