National Securities Exchanges
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Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
---|---|---|---|---|
34-50394 | Sep 16, 2004 | SR-Amex-2004-63 | American Stock Exchange (Amex) | Notice of Filing of Proposed Rule Change, and Amendment No. 1 Thereto, by the American Stock Exchange LLC Relating to the Handling of Linkage Orders See Also - Rel. No. 34-50587 |
34-50355 | Sep 13, 2004 | SR-Amex-2004-23 | American Stock Exchange (Amex) | Notice of Request for Emergency Approval of an Information Collection See Also - Rel. No. 34-49840 |
34-50326 | Sep 7, 2004 | SR-Amex-2004-51 | American Stock Exchange (Amex) | Order Granting Approval to Proposed Rule Change by the American Stock Exchange LLC To Apply the Current Member Firm Guarantee in Equity Options to Index Options See Also - Rel. No. 34-50081 |
34-50307 | Sep 2, 2004 | SR-Amex-2004-75 | American Stock Exchange (Amex) | Notice of Filing of Proposed Rule Change by the American Stock Exchange LLC Relating to Revisions to Amex Rule 154 View Received Comments See Also - Rel. No. 34-50499 |
34-50308 | Sep 2, 2004 | SR-Amex-2004-59 | American Stock Exchange (Amex) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to a Reduction in Options Transaction Fees |
34-50283 | Aug 27, 2004 | SR-Amex-2003-82 | American Stock Exchange (Amex) | Notice of Filing of Proposed Rule Change and Amendment No. 1 Relating to Auto-Match View Received Comments |
34-50278 | Aug 26, 2004 | SR-Amex-2004-64 | American Stock Exchange (Amex) | Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change by the American Stock Exchange LLC Relating to the Listing and Trading of Notes Linked to the Performance of the Standard and Poor's 500 Index |
34-50270 | Aug 26, 2004 | SR-Amex-2004-70 | American Stock Exchange (Amex) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the American Stock Exchange LLC Relating to an Amendment to the Amex Company Guide To Provide the Amex Board of Governors With Discretion To Defer, Waive or Rebate Listing Fees |
34-50263 | Aug 25, 2004 | SR-Amex-2004-60 | American Stock Exchange (Amex) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto by the American Stock Exchange LLC Regarding Listed Company Board of Director Independence Standards |
34-50241 | Aug 24, 2004 | SR-Amex-2004-57 | American Stock Exchange (Amex) | Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change by the American Stock Exchange LLC Relating to the Listing and Trading of Notes Linked to the Performance of the Standard & Poor's 500 Stock Index |