National Securities Exchanges
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| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-49728 | May 19, 2004 | SR-CHX-2004-15 | Chicago Stock Exchange, Inc. (CHX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by The Chicago Stock Exchange, Inc. To Set Fees for Member Firms for Computer Hardware Stored on the Exchange Premises and for the Connection of that Hardware to the CHX System |
| 34-49721 | May 18, 2004 | SR-CHX-2004-10 | Chicago Stock Exchange, Inc. (CHX) | Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto by the Chicago Stock Exchange, Inc. Relating to Co-Specialist Assignments and Evaluations See Also - Rel. No. 34-50024 |
| 34-49658 | May 6, 2004 | SR-CHX-2004-13 | Chicago Stock Exchange, Inc. (CHX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change and Amendment No. 1 Thereto by the Chicago Stock Exchange, Inc. To Set Fees for Member Firms' Use of Enhanced Electronic Communications Retention System |
| 34-49567 | Apr 15, 2004 | SR-CHX-2004-12 | Chicago Stock Exchange, Inc. (CHX) | Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto by the Chicago Stock Exchange, Inc. Relating to the Implementation of a Fully-Automated Functionality for the Handling of Particular Orders Called CHXpress See Also - Rel. No. 34-50481 |
| 34-49530 | Apr 6, 2004 | SR-CHX-2003-21 | Chicago Stock Exchange, Inc. (CHX) | Notice of Filing of Proposed Rule Change and Amendment No. 1 by the Chicago Stock Exchange, Inc., Relating to the Price Improvement of Orders Executed Automatically on the Exchange See Also - Rel. No. 34-49736 |
| 34-49529 | Apr 6, 2004 | SR-CHX-2004-04 | Chicago Stock Exchange, Inc. (CHX) | Notice of Filing of Proposed Rule by the Chicago Stock Exchange, Incorporated, To Revise Its Article VI, Rule 5 To Correct a Reference to the Form Used for the Registration of New Branch Offices See Also - Rel. No. 34-50089 |
| 34-49496 | Mar 29, 2004 | SR-CHX-2003-25 | Chicago Stock Exchange, Inc. (CHX) | Order Handling Rules |
| 34-49437 | Mar 17, 2004 | SR-CHX-2003-24 | Chicago Stock Exchange, Inc. (CHX) | Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto by the Chicago Stock Exchange, Incorporated Relating to the Definition of Primary Market See Also - Rel. No. 34-49774 |