National Securities Exchanges
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| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-50002 | Jul 12, 2004 | SR-CHX-2004-11 | Chicago Stock Exchange, Inc. (CHX) | Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto by the Chicago Stock Exchange, Inc. Relating to the Implementation of a Fully-Automated Electronic Book for the Display and Execution of Orders in Securities That Are Not Assigned to a Specialist See Also - Rel. No. 34-52094 |
| 34-49994 | Jul 9, 2004 | SR-CHX-2004-20 | Chicago Stock Exchange, Inc. (CHX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change by The Chicago Stock Exchange, Incorporated to Reinstate and Extend a Pilot Rule Interpretation Relating To Trading of Nasdaq/National Market Securities in Subpenny Increments |
| 34-49978 | Jul 7, 2004 | SR-CHX-2004-14 | Chicago Stock Exchange, Inc. (CHX) | Notice of Filing of Proposed Rule Change by the Chicago Stock Exchange, Incorporated Relating to the Handling of Preopening Orders in Nasdaq/NM Securities See Also - Rel. No. 34-50215 |
| 34-49981 | Jul 7, 2004 | SR-CHX-2004-08 | Chicago Stock Exchange, Inc. (CHX) | Order Granting Approval to Proposed Rule Change and Amendment No. 1 To Amend the CHX Membership Dues and Fees Schedule To Provide a Tape Credit of 50% to Specialists Trading Tape A and Tape B Securities See Also - Rel. No. 34-49772 |
| 34-49911 | Jun 24, 2004 | SR-CHX-2003-19 | Chicago Stock Exchange, Inc. (CHX) | Order Granting Accelerated Approval to Amendment Nos. 2 and 3 to the Proposed Rule Change by the Chicago Stock Exchange, Inc. Relating to Governance of Issuers on the Exchange |
| 34-49900 | Jun 22, 2004 | SR-CHX-2004-16 | Chicago Stock Exchange, Inc. (CHX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change and Amendment No. 1 by the Chicago Stock Exchange, Inc. Relating to Minimum Price Variation for Issues Customarily Trading at a Per Share Price of $100,000 or Greater |
| 34-49793 | Jun 2, 2004 | SR-CHX-2004-02 | Chicago Stock Exchange, Inc. (CHX) | Notice of Filing of Proposed Rule Change by the Chicago Stock Exchange, Incorporated Relating to Automatic Execution of Orders See Also - Rel. No. 34-50013 |
| 34-49774 | May 26, 2004 | SR-CHX-2003-24 | Chicago Stock Exchange, Inc. (CHX) | Order Approving Proposed Rule Change and Amendment Nos. 1 and 2 Thereto by the Chicago Stock Exchange, Inc. Relating to the Definition of Primary Market See Also - Rel. No. 34-49437 |
| 34-49772 | May 26, 2004 | SR-CHX-2004-08 | Chicago Stock Exchange, Inc. (CHX) | Notice of Filing of Proposed Rule Change and Amendment No. 1 by the Chicago Stock Exchange, Incorporated To Amend the CHX Membership Dues and Fees Schedule To Provide a Tape Credit of 50% to Specialists Trading Tape A and Tape B Securities See Also - Rel. No. 34-49981 |
| 34-49728 | May 19, 2004 | SR-CHX-2004-15 | Chicago Stock Exchange, Inc. (CHX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by The Chicago Stock Exchange, Inc. To Set Fees for Member Firms for Computer Hardware Stored on the Exchange Premises and for the Connection of that Hardware to the CHX System |