National Securities Exchanges
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| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-51591 | Apr 21, 2005 | SR-Amex-2005-027 | American Stock Exchange (Amex) | Order Approving Proposed Rule Change Relating to the Use of Certain Consolidated Tape Association Financial Status Indicator Fields and Related Disclosure Obligations See Also - Rel. No. 34-51367 |
| 34-51566 | Apr 18, 2005 | SR-Amex-2004-47 | American Stock Exchange (Amex) | Notice of Filing of a Proposed Rule Change and Amendment No. 1 Thereto Relating to the Listing and Trading of Yield Underlying Participating Securities (YUPS) See Also - Rel. No. 34-52298 |
| 34-51567 | Apr 18, 2005 | SR-AMEX-2003-66 | American Stock Exchange (Amex) | Notice of Filing of Proposed Rule Change and Amendment Nos. 1, 2, 3, 4, 5, 6 and 7 Thereto by the American Stock Exchange LLC Relating to the Listing and Trading of Trust Issued Receipts Based on a Single Issuer |
| 34-51563 | Apr 15, 2005 | SR-Amex-2005-001 | American Stock Exchange (Amex) | Order Granting Accelerated Approval to Amendment No. 2 Relating to the Adoption of Generic Listing Standards for Index-Linked Securities See Also - Rel. No. 34-51259 |
| 34-51502 | Apr 7, 2005 | SR-Amex-2005-009 | American Stock Exchange (Amex) | Order Approving Proposed Rule Change by the American Stock Exchange LLC To Require Members To Complete Systems Training and To Include Violations of This Requirement in Its Minor Rule Violation Plan See Also - Rel. No. 34-51294 |
| 34-51503 | Apr 7, 2005 | SR-Amex-2004-65 | American Stock Exchange (Amex) | Order Granting Approval to Proposed Rule Change, and Amendments No. 1 and 2 Thereto, Relating to Revisions to Amex Rule 21, Appointment of Floor Officials See Also - Rel. No. 34-51279 |
| 34-51471 | Apr 4, 2005 | SR-Amex-2005-030 | American Stock Exchange (Amex) | Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto by the American Stock Exchange LLC Relating to Specialist Liability for Failure To Send a Report to an Order-Providing Member |
| 34-51460 | Mar 31, 2005 | SR-Amex-2005-007 | American Stock Exchange (Amex) | Order Granting Approval of Proposed Rule Change and Amendment No. 1 Thereto To Require Specialists To Use and Maintain a Back-Up Automatic Quote System in ANTE Classes See Also - Rel. No. 34-51209 |
| 34-51446 | Mar 29, 2005 | SR-Amex-2005-032 | American Stock Exchange (Amex) | Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change by the American Stock Exchange LLC To Trade the streetTRACKS Gold Shares Pursuant to Unlisted Trading Privileges |
| 34-51423 | Mar 23, 2005 | SR-Amex-2005-020 | American Stock Exchange (Amex) | Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change and Amendment No. 1 Thereto Relating to Dissemination of Order Imbalances in Tape A and Tape B Securities Admitted to Unlisted Trading Privileges in the Same Manner as Order Imbalances in Tape C Securities Admitted to Unlisted Trading Privileges |