National Securities Exchanges
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Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
---|---|---|---|---|
34-50852 | Dec 14, 2004 | SR-Amex-2004-94 | American Stock Exchange (Amex) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the American Stock Exchange LLC Relating to Changes in the Exchange's Options Rules To Reflect the Exemption of Standardized Options from the Securities Act of 1933 and Provisions of the Securities Exchange Act of 1934 |
34-50843 | Dec 13, 2004 | SR-Amex-2004-91 | American Stock Exchange (Amex) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the American Stock Exchange LLC Providing $5 Quotation Spread Parameters for Quotations Submitted Electronically to ANTE and Correcting an Inaccurate Paragraph Designation |
34-50811 | Dec 7, 2004 | SR-Amex-2004-98 | American Stock Exchange (Amex) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Temporarily Suspend the Specialist's and Registered Traders' Transaction Charges for the Trading of Nasdaq-100 Index Tracking Stock |
34-50812 | Dec 7, 2004 | SR-AMEX-2004-81 | American Stock Exchange (Amex) | Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change by the American Stock Exchange LLC Relating to the Listing and Trading of Notes Linked to the Performance of the Nasdaq-100 Index |
34-50800 | Dec 6, 2004 | SR-Amex-2004-85 | American Stock Exchange (Amex) | Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change by the American Stock Exchange LLC to Trade the iShares |
34-50792 | Dec 3, 2004 | SR-Amex-2004-38 | American Stock Exchange (Amex) | Notice of Filing of a Proposed Rule Change and Amendment Nos. 2, 3 and 4 Thereto by the American Stock Exchange LLC Relating to the Listing and Trading of the iShares() COMEX Gold Trust See Also - Rel. No. 34-51058 |
34-50726 | Nov 23, 2004 | SR-Amex-2004-92 | American Stock Exchange (Amex) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by the American Stock Exchange LLC to Correct a Cross-Reference in Section 220 of the Amex Company Guide |
34-50719 | Nov 22, 2004 | SR-Amex-2004-55 | American Stock Exchange (Amex) | Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change and Amendment No. 1 Thereto Relating to the Listing and Trading of Notes Linked to the Performance of the CBOE S&P 500 BuyWrite IndexSM |
34-50716 | Nov 22, 2004 | SR-Amex-2004-88 | American Stock Exchange (Amex) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change and Amendment No. 1 Thereto by the American Stock Exchange LLC to Adopt a Per-Contract Licensing Fee for Options Transactions in SPDR O-Strips |
34-50698 | Nov 18, 2004 | SR-Amex-2004-66 | American Stock Exchange (Amex) | Order Approving Proposed Rule Change and Amendment No. 1 Thereto by the American Stock Exchange LLC Relating to Allocation Procedures for Relisted Options See Also - Rel. No. 34-50498 |