Municipal Securities Rulemaking Board (MSRB) Rulemaking
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| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-81921 | Oct 23, 2017 | SR-MSRB-2017-08 | Municipal Securities Rulemaking Board (MSRB) | Notice of Filing of a Proposed Rule Change To Amend MSRB Form G-45 To Collect Additional Data About the Transactional Fees Primarily Assessed by Programs Established To Implement the ABLE Act View Received Comments See Also - Exhibit 3, Rel. No. 34-82238 |
| 34-81841 | Oct 10, 2017 | SR-MSRB-2017-07 | Municipal Securities Rulemaking Board (MSRB) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to MSRB Rule A-11, on Assessments for Municipal Advisor Professionals, To Amend the Annual Municipal Advisor Professional Fee See Also - Exhibit 5 |
| 34-81595 | Sep 13, 2017 | SR-MSRB-2017-06 | Municipal Securities Rulemaking Board (MSRB) | Notice of Filing of a Proposed Rule Change To Amend MSRB Rule G-34, on CUSIP Numbers, New Issue, and Market Information Requirements View Received Comments See Also - Exhibit 2, Exhibit 5, Order Release No. 34-82321, Rel. No. 34-82053 |
| 34-81432 | Aug 18, 2017 | SR-MSRB-2017-04 | Municipal Securities Rulemaking Board (MSRB) | Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, Consisting of Proposed Amendments to MSRB Rule G-21(e), on Municipal Fund Security Product Advertisements View Received Comments See Also - Exhibit 4, Exhibit 5, Rel. No. 34-81060 |
| 34-81264 | Jul 31, 2017 | SR-MSRB-2017-05 | Municipal Securities Rulemaking Board (MSRB) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Assess an Underwriting Fee on Dealers That Are Underwriters of Primary Offerings of Plans View Received Comments See Also - Exhibit 5 |
| 34-81233 | Jul 27, 2017 | SR-MSRB-2017-03 | Municipal Securities Rulemaking Board (MSRB) | Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, Consisting of Proposed Amendments to MSRB Rule G-26, on Customer Account Transfers, To Modernize the Rule and Promote a Uniform Customer Account Transfer Standard View Received Comments See Also - Rel. No. 34-80890 |
| 34-81060 | Jun 30, 2017 | SR-MSRB-2017-04 | Municipal Securities Rulemaking Board (MSRB) | Notice of Filing of a Proposed Rule Change To Amend MSRB Rule G-21(e), on Municipal Fund Security Product Advertisements View Received Comments See Also - Exhibit 2, Exhibit 5, Rel. No. 34-81432 |
| 34-80890 | Jun 7, 2017 | SR-MSRB-2017-03 | Municipal Securities Rulemaking Board (MSRB) | Notice of Filing of a Proposed Rule Change To Amend MSRB Rule G-26, on Customer Account Transfers, To Modernize the Rule and Promote a Uniform Customer Account Transfer Standard View Received Comments See Also - Exhibit 2, Exhibit 5, Rel. No. 34-81233 |
| 34-80699 | May 16, 2017 | SR-MSRB-2017-02 | Municipal Securities Rulemaking Board (MSRB) | Order Granting Approval of a Proposed Rule Change Consisting of Proposed Amendments to Rule G-3, on Professional Qualification Requirements, and Rule G-8, on Books and Records, To Establish Continuing Education Requirements for Municipal Advisors and Accompanying Recordkeeping Requirements View Received Comments See Also - Rel. No. 34-80327 |
| 34-80610 | May 5, 2017 | SR-MSRB-2017-01 | Municipal Securities Rulemaking Board (MSRB) | Notice of Withdrawal of a Proposed Rule Change To Add New MSRB Rule G-49, on Transactions Below the Minimum Denomination of an Issue, to the Rules of the MSRB, and To Rescind Paragraph (f), on Minimum Denominations, From MSRB Rule G-15 View Received Comments See Also - Rel. No. 34-79978 |