Municipal Securities Rulemaking Board (MSRB) Rulemaking
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| Release Number | SEC Issue Date Sort descending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-87478 | Nov 6, 2019 | SR-MSRB-2019-10 | Municipal Securities Rulemaking Board (MSRB) | Notice Concerning the Application of Rule G-17 to Underwriters of Municipal Securities View Received Comments See Also - Exhibit 4, Exhibit 5 |
| 34-87423 | Oct 30, 2019 | SR-MSRB-2019-12 | Municipal Securities Rulemaking Board (MSRB) | Notice of Filing and Immediate Effectiveness of Revisions to the Content Outline for the Municipal Advisor Principal Qualification Examination and Its Associated Selection Specifications for the Examination See Also - Exhibit 3a |
| 34-87255 | Oct 8, 2019 | SR-MSRB-2019-10 | Municipal Securities Rulemaking Board (MSRB) | Notice of Filing of Amendment No. 1 to Proposed Rule Change to Amend and Restate the MSRB's August 2, 2012 Interpretive Notice Concerning the Application of Rule G-17 to Underwriters of Municipal Securities View Received Comments See Also - Exhibit 4, Exhibit 5 |
| 34-87075 | Sep 24, 2019 | SR-MSRB-2019-11 | Municipal Securities Rulemaking Board (MSRB) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend MSRB Rule A-11, on Assessments for Municipal Advisor Professionals, To Increase the Annual Professional Fee Over a Two-Year Phase-In Period View Received Comments See Also - Exhibit 5 |
| 34-86572 | Aug 5, 2019 | SR-MSRB-2019-10 | Municipal Securities Rulemaking Board (MSRB) | Notice Concerning the Application of Rule G-17 to Underwriters of Municipal Securities View Received Comments See Also - Exhibit 2, Exhibit 5 |
| 34-86219 | Jun 27, 2019 | SR-MSRB-2019-07 | Municipal Securities Rulemaking Board (MSRB) | Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, Consisting of Proposed Amendments to MSRB Rule G-11 and MSRB Rule G-32 and Form G-32 Regarding a Collection of Data Elements Provided in Electronic Format to the EMMA Dataport System in Connection With Primary Offerings View Received Comments See Also - Exhibit 4, Exhibit 5 |
| 34-85752 | Apr 30, 2019 | SR-MSRB-2019-09 | Municipal Securities Rulemaking Board (MSRB) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Eliminate MSRB Rule G-29, on Availability of Board Rules See Also - Exhibit 5 |
| 34-85699 | Apr 22, 2019 | SR-MSRB-2019-08 | Municipal Securities Rulemaking Board (MSRB) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Certain MSRB Rules To Update Cross-References to the Rules of Other Self-Regulatory Organizations, To Amend Rules With Grammatical or Typographical Errors and To Delete Certain Sections of MSRB Rules That Are Outdated or No Longer Relevant See Also - Exhibit 5 |
| 34-85551 | Apr 8, 2019 | SR-MSRB-2019-07 | Municipal Securities Rulemaking Board (MSRB) | Notice of Filing of a Proposed Rule Change To Amend Rules G-11 and G-32 and Form G-32 Regarding a Collection of Data Elements Provided in Electronic Format to the EMMA Dataport System in Connection With Primary Offerings View Received Comments See Also - Exhibit 2, Exhibit 3, Exhibit 5 |
| 34-85400 | Mar 22, 2019 | SR-MSRB-2019-06 | Municipal Securities Rulemaking Board (MSRB) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend MSRB Rule A-13 to Temporarily Reduce the Rate of Assessment for the MSRB's Underwriting, Transaction and Technology Fees on Brokers, Dealers and Municipal Securities Dealers See Also - Exhibit 5 |