Municipal Securities Rulemaking Board (MSRB) Rulemaking
We encourage the public to submit comments on the following filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-89092 | Jun 18, 2020 | SR-MSRB-2020-04 | Municipal Securities Rulemaking Board (MSRB) | Notice of Filing of a Proposed Rule Change Consisting of Amendments to MSRB Rules A-3 and A-6 That Are Designed To Improve Board Governance View Received Comments See Also - Exhibit 2, Exhibit 5 |
| 34-88986 | Jun 1, 2020 | SR-MSRB-2020-03 | Municipal Securities Rulemaking Board (MSRB) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Waive MSRB Market Activity Fees Related to Transactions With the Municipal Liquidity Facility Established by the Board of Governors of the Federal Reserve System See Also - Exhibit 5 |
| 34-88828 | May 6, 2020 | SR-MSRB-2020-02 | Municipal Securities Rulemaking Board (MSRB) | Notice of Filing of a Proposed Rule Change To Align Certain MSRB Rules to Securities Exchange Act Rule 15l-1, Regulation Best Interest View Received Comments See Also - Exhibit 5 |
| 34-88694 | Apr 20, 2020 | SR-MSRB-2020-01 | Municipal Securities Rulemaking Board (MSRB) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Provide Dealers and Municipal Advisors Additional Time To Comply With Certain Obligations for a Temporary Period of Time and Temporarily Suspend Late Fees on Payments Owed to the MSRB See Also - Exhibit 5 |
| 34-88225 | Feb 18, 2020 | SR-MSRB-2019-13 | Municipal Securities Rulemaking Board (MSRB) | Order Granting Approval of a Proposed Rule Change To Amend the Information Facility of the MSRB's Electronic Municipal Market Access (EMMA) System View Received Comments |
| 34-87583 | Nov 21, 2019 | SR-MSRB-2019-13 | Municipal Securities Rulemaking Board (MSRB) | Notice of Filing of a Proposed Rule Change To Amend the Information Facility of the MSRB's Electronic Municipal Market Access (EMMA) System View Received Comments See Also - Exhibit 5 |
| 34-87478 | Nov 6, 2019 | SR-MSRB-2019-10 | Municipal Securities Rulemaking Board (MSRB) | Notice Concerning the Application of Rule G-17 to Underwriters of Municipal Securities View Received Comments See Also - Exhibit 4, Exhibit 5 |
| 34-87423 | Oct 30, 2019 | SR-MSRB-2019-12 | Municipal Securities Rulemaking Board (MSRB) | Notice of Filing and Immediate Effectiveness of Revisions to the Content Outline for the Municipal Advisor Principal Qualification Examination and Its Associated Selection Specifications for the Examination See Also - Exhibit 3a |
| 34-87255 | Oct 8, 2019 | SR-MSRB-2019-10 | Municipal Securities Rulemaking Board (MSRB) | Notice of Filing of Amendment No. 1 to Proposed Rule Change to Amend and Restate the MSRB's August 2, 2012 Interpretive Notice Concerning the Application of Rule G-17 to Underwriters of Municipal Securities View Received Comments See Also - Exhibit 4, Exhibit 5 |
| 34-87075 | Sep 24, 2019 | SR-MSRB-2019-11 | Municipal Securities Rulemaking Board (MSRB) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend MSRB Rule A-11, on Assessments for Municipal Advisor Professionals, To Increase the Annual Professional Fee Over a Two-Year Phase-In Period View Received Comments See Also - Exhibit 5 |