The Depository Trust Company (DTC) Rulemaking
We encourage the public to submit comments on the following filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-57542 | Mar 20, 2008 | SR-DTC-2007-11 | The Depository Trust Company (DTC) | Order Approving Proposed Rule Change, as Modified by Amendment No. 1, To Amend Its Operational Arrangements as It Applies to Structured Securities View Received Comments See Also - Rel. No. 34-57283, Rel. No. 34-56795 |
| 34-57513 | Mar 17, 2008 | SR-DTC-2007-10 | The Depository Trust Company (DTC) | Notice of Filing of Amended Proposed Rule Change To Implement the New Issue Information Dissemination Service for Municipal Securities See Also - Rel. Nos. 34-57647, 34-56552 |
| 34-57406 | Feb 29, 2008 | SR-DTC-2007-06 | The Depository Trust Company (DTC) | Order Approving Proposed Rule Change To Modify the Hearing Procedures Afforded to Interested Persons for Membership and Harmonize Them With Similar Rules of Its Affiliates See Also - Rel. No. 34-56863 |
| 34-57392 | Feb 27, 2008 | SR-DTC-2007-16 | The Depository Trust Company (DTC) | Notice of Filing of a Proposed Rule Change Relating to the Admission of Foreign Entities as Direct Depository Participants See Also - Rel. No. 34-58345 |
| 34-57366 | Feb 21, 2008 | SR-DTC-2008-01 | The Depository Trust Company (DTC) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Deliver Order Input Cutoff Window |
| 34-57362 | Feb 20, 2008 | SR-DTC-2006-16 | The Depository Trust Company (DTC) | Notice of Filing of Amended Proposed Rule Change Amending FAST and DRS Limited Participant Requirements for Transfer Agents View Received Comments See Also - Rel. Nos. 34-57959, 34-55816, 34-60196 |
| 34-57298 | Feb 8, 2008 | SR-DTC-2007-13 | The Depository Trust Company (DTC) | Order Granting Approval of a Proposed Rule Change Relating to the Foreign Currency Payment Option See Also - Rel. Nos. 34-57298A, Rel. No. 34-56840 |
| 34-57298A | Feb 8, 2008 | SR-DTC-2007-13 | The Depository Trust Company (DTC) | Order Granting Approval of a Proposed Rule Change Relating to the Foreign Currency Payment Option See Also - and 34-57298, Rel. No. 34-56840 |
| 34-57283 | Feb 6, 2008 | SR-DTC-2007-11 | The Depository Trust Company (DTC) | Notice of Filing of Amendment No. 1 to Proposed Rule Change To Amend Its Operational Arrangements as It Applies to Structured Securities View Received Comments See Also - Rel. No. 34-57542, Rel. No. 34-56795 |
| 34-57193 | Jan 24, 2008 | SR-DTC-2007-17 | The Depository Trust Company (DTC) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Revise Fee Schedule |