The Depository Trust Company (DTC) Rulemaking
We encourage the public to submit comments on the following filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
| Release Number | SEC Issue Date Sort descending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-106552 | Sep 30, 2026 | SR-DTC-2026-012 | The Depository Trust Company (DTC) | Notice of Filing of Proposed Rule Change to Modernize the Direct Registration System Comments Due: October 26, 2026 See Also - Exhibit 3, Exhibit 5 Submit a Comment on SR-DTC-2026-012
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| 34-106524 | Sep 29, 2026 | SR-DTC-2026-011 | The Depository Trust Company (DTC) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Clearing Agency Risk Management Framework Comments Due: October 23, 2026 See Also - Exhibit 5 |
| 34-106486 | Sep 24, 2026 | SR-DTC-2026-010 | The Depository Trust Company (DTC) | Notice of Filing of Proposed Rule Change to Establish and Implement AnnounceDirect for the Submission of Corporate Action Announcements Comments Due: October 20, 2026 See Also - Exhibit 5 |
| 34-106127 | Aug 13, 2026 | SR-DTC-2026-009 | The Depository Trust Company (DTC) | Order Approving Proposed Rule Change to Amend the Redemptions Service Guide and the Operational Arrangements (Necessary for Securities to Become and Remain Eligible for DTC Services) View Received Comments |
| 34-105875 | Jul 9, 2026 | SR-DTC-2026-007 | The Depository Trust Company (DTC) | Suspension of and Order Instituting Proceedings to Determine Whether to Approve or Disapprove the Proposed Rule Change to Amend the DTC Operational Arrangements (Necessary for Securities to Become and Remain Eligible for DTC Services) Comments Due: August 4, 2026. Rebuttal Comments Due: August 18, 2026. View Received Comments |
| 34-105794 | Jun 29, 2026 | SR-DTC-2026-009 | The Depository Trust Company (DTC) | Notice of Filing of Proposed Rule Amend the Redemptions Service Guide and the Operational Arrangements (Necessary for Securities to Become and Remain Eligible for DTC Services) View Received Comments See Also - Exhibit 5 |
| 34-105722 | Jun 17, 2026 | SR-DTC-2026-008 | The Depository Trust Company (DTC) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Settlement Service Guide Comments Due: July 14, 2026 See Also - Exhibit 5 |
| 34-105522 | May 19, 2026 | SR-DTC-2026-007 | The Depository Trust Company (DTC) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the DTC Operational Arrangements (Necessary for Securities to Become and Remain Eligible for DTC Services) Comments Due: August 4, 2026. Rebuttal Comments Due: August 18, 2026. View Received Comments See Also - Exhibit 5 |
| 34-105414 | May 7, 2026 | SR-DTC-2026-006 | The Depository Trust Company (DTC) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Align the Notice Period for Missed Transfer Adjustments in the Distributions Service Guide Comments Due: June 2, 2026 See Also - Exhibit 5 |
| 34-105373 | May 5, 2026 | SR-DTC-2026-005 | The Depository Trust Company (DTC) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the DTC Rules to Align a Provision with Rule 17ad-22(e)(19) under the Securities Exchange Act of 1934 Comments Due: May 29, 2026 View Received Comments See Also - Exhibit 5 |