The Depository Trust Company (DTC) Rulemaking
We encourage the public to submit comments on the following filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
| Release Number | SEC Issue Date Sort descending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-101964 | Dec 18, 2024 | SR-DTC-2024-015 | The Depository Trust Company (DTC) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to DTC's New Issue Information Dissemination Service to Unwind a Prior Rule Filing and Provide a More Accurate Description of the Service Comments Due: 21 days after publication in the Federal Register. See Also - Exhibit 5 Submit a Comment on SR-DTC-2024-015
|
| 34-101946 | Dec 17, 2024 | SR-DTC-2024-014 | The Depository Trust Company (DTC) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Modify the Clearing Agency Operational Risk Management Framework Comments Due: 21 days after publication in the Federal Register. See Also - Exhibit 5 |
| 34-101945 | Dec 17, 2024 | SR-DTC-2024-012 | The Depository Trust Company (DTC) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Update the ClaimConnect™ Service Guide Comments Due: 21 days after publication in the Federal Register. See Also - Exhibit 5 |
| 34-101923 | Dec 16, 2024 | SR-DTC-2024-013 | The Depository Trust Company (DTC) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Modify the Guide to the DTC Fee Schedule to Revise Certain Fees Charged to Participants for Settlement Services Comments Due: 21 days after date of publication in the Federal Register. See Also - Exhibit 5, Exhibit 3 |
| 34-101907 | Dec 13, 2024 | SR-DTC-2024-012 | The Depository Trust Company (DTC) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Update the ClaimConnect™ Service Guide Comments Due: 21 days after publication in the Federal Register. See Also - Exhibit 5 |
| 34-101890 | Dec 12, 2024 | SR-DTC-2023-801 | The Depository Trust Company (DTC) | Notice of Filing of Amendment No. 1 to Advance Notice to Raise Prefunded Liquidity Resources Through the Periodic Issuance and Private Placement of Senior Notes Comments Due: 21 days after date of publication in the Federal Register. View Received Comments See Also - Exhibit 5 |
| 34-101883 | Dec 11, 2024 | SR-DTC-2024-011 | The Depository Trust Company (DTC) | Notice of Filing of Proposed Rule Change to Amend the Clearing Agency Investment Policy Comments Due: 21 days after publication in the Federal Register. See Also - Exhibit 5 |
| 34-101764 | Nov 26, 2024 | SR-DTC-2024-009, SR-FICC-2024-010, SR-NSCC-2024-006 | The Depository Trust Company (DTC) | Order Approving Proposed Rule Change to Adopt the Clearing Agency Framework for Certain Requirements on Governance and Conflicts of Interest |
| 34-101486 | Oct 31, 2024 | The Depository Trust Company (DTC) | Order Approving of Proposed Rule Change to Decommission the ID Net Service |
|
| 34-101345 | Oct 15, 2024 | SR-DTC-2024-009 | The Depository Trust Company (DTC) | Notice of Designation of Longer Period for Commission Action on Proposed Rule Change to Adopt the Clearing Agency Framework for Certain Requirements on Governance and Conflicts of Interest. |