17d-2 Plans for Allocation of Regulatory Responsibilities Rulemaking
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| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-55612 | Apr 10, 2007 | 4-536 | 17d-2 Plans for Allocation of Regulatory Responsibilities | Notice of Filing of Proposed Plan for the Allocation of Regulatory Responsibilities Between the Chicago Board Options Exchange, Incorporated and the National Association of Secu See Also - Rel. No. 34-55755 |
| 34-55532 | Mar 26, 2007 | S7-966 | 17d-2 Plans for Allocation of Regulatory Responsibilities | Order Granting Approval of Amendment to the Plan for the Allocation of Regulatory Responsibilities Among the American Stock Exchange, LLC, the Boston Stock Exchange, Inc., the Chicago Board Options Exchange, Inc., the International Securities Exchange, LLC, the National Association of Securities Dealers, Inc., the New York Stock Exchange, LLC, the NYSE Arca, Inc., and the Philadelphia Stock Exchange, Inc. See Also - Release No. 34-55145 |
| 34-55505 | Mar 22, 2007 | 4-523 | 17d-2 Plans for Allocation of Regulatory Responsibilities | Notice of Filing and Order Approving and Declaring Effective a Revised Plan for Allocation of Regulatory Responsibilities Between NYSE Arca, Inc. and the National Association of See Also - Agreement Between the NASD and NYSE Arca, Inc. |
| 34-55367 | Feb 27, 2007 | 4-529 | 17d-2 Plans for Allocation of Regulatory Responsibilities | Order Approving and Declaring Effective a Plan for the Allocation of Regulatory Responsibilities Between the International Securities Exchange, LLC and the National Association See Also - Release No. 34-55057 |
| 34-55207 | Jan 31, 2007 | 4-518 | 17d-2 Plans for Allocation of Regulatory Responsibilities | Order Approving Amendment To Add the International Securities Exchange, LLC as Participant to National Market System Plan Establishing Procedures Under Rule 605 of Regulation NMS |
| 34-55145 | Jan 22, 2007 | S7-966 | 17d-2 Plans for Allocation of Regulatory Responsibilities | Notice of Filing of Amendment to the Plan for the Allocation of Regulatory Responsibilities Among the American Stock Exchange, LLC, the Boston Stock Exchange, Inc., the Chicago Board Options Exchange, Inc., the International Securities Exchange, LLC, the National Association of Securities Dealers, Inc., the New York Stock Exchange, LLC, the NYSE Arca, Inc., and the Philadelphia Stock Exchange, Inc. See Also - Release No. 34-55532 |
| 34-54394 | Aug 31, 2006 | 4-523 | 17d-2 Plans for Allocation of Regulatory Responsibilities | Order Approving and Declaring Effective a Plan for Allocation of Regulatory Responsibilities Between NYSE Arca, Inc. and the National Association of Securities Dealers, Inc. See Also - Release No. 34-54224 |
| 34-54224 | Jul 27, 2006 | 4-523 | 17d-2 Plans for Allocation of Regulatory Responsibilities | Notice of Filing of the Plan for Allocation of Regulatory Responsibilities Between NYSE Arca, Inc. and the National Association of Securities Dealers, Inc. See Also - 17d-2 Plan, Certification for 17d-2 Plan, Release No. 34-54394 |
| 34-54136 | Jul 12, 2006 | 4-517 | 17d-2 Plans for Allocation of Regulatory Responsibilities | Order Granting Approval of Plan for Allocation of Regulatory Responsibilities Between The NASDAQ Stock Market LLC and the National Association of Securities Dealers, Inc. See Also - Release No. 34-53628 |
| 34-53628 | Apr 10, 2006 | 4-517 | 17d-2 Plans for Allocation of Regulatory Responsibilities | Notice of Filing of the Plan for Allocation of Regulatory Responsibilities Between The NASDAQ Stock Market LLC and the National Association of Securities Dealers, Inc. See Also - Release No. 34-54136 |