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Commission orders, notices, and other information in miscellaneous categories such as whistleblower award claims, fee rates, and specific requests for public comment.


Release Number	Issue Date	File Number	Details
34-39681	Feb. 19, 1998		List of Foreign Issuers Which Have Submitted Information Under the Exemption Relating to Certain Foreign Securities Federal Register version (63 FR 9879)
No release number 2	Oct. 29, 1997		Charitable Giving by Public Companies (Invitation for Comments) *Comments Due:* November 12, 1997
34-39016	Sept. 4, 1997	S7-23-97	Privacy Act of 1974: Major Alterations to the Agency Correspondence Tracking System (ACTS) (SEC-29) and the Office of Personnel Training Files (SEC-40) *Comments Due:* 30 days after publication in Federal Register Federal Register version (62 FR 47887)
PA-20	Sept. 4, 1997		Privacy Act of 1974: Deletion, Modification, and Redesignation of Privacy Act Systems of Records Federal Register version (62 FR 47884)
34-39017	Sept. 4, 1997	S7-24-97	Privacy Act of 1974: Establishment of a New System of Records: Confidential Treatment Request Imaging System (SEC-26) *Comments Due:* 30 days after publication in Federal Register Federal Register version (62 FR 47889)
No release number 1	July 16, 1997	S7-20-97	Securities Uniformity (Invitation to Participate in NSMIA Uniformity Study Survey)
34-38810	July 1, 1997	600-30	Emerging Markets Clearing Corporation; Notice of Filing of Application for Registration as a Clearing Agency Federal Register version (62 FR 37093)
33-7413	April 4, 1997	S7-15-97	Securities Uniformity; Annual Conference on Uniformity of Securities Laws *Comments Due:* April 23, 1997 View Received Comments See Also - Comments received electronically are available Federal Register version (62 FR 17653) Note: Comments received electronically are available
34-38235	Feb. 4, 1997		List of Foreign Issuers Which Have Submitted Information Required by the Exemption Relating to Certain Foreign Securities Federal Register version (62 FR 6018)
34-38156	Jan. 10, 1997	SR-NASD-96-43	National Association of Securities Dealers, Inc.; Order Granting Partial Approval and Notice of Filing and Order Granting Accelerated Approval of Amendment No. 1 to Proposed Rule Change Relating to Implementation of the Commission's Order Handling Rules Federal Register version (62 FR 2415)
34-37302	June 11, 1996	SR-NASD-95-42	Notice of Filing of Amendment No. 2 to Proposed Rule Change by National Association of Securities Dealers, Inc. Relating to the NAqcess System and Accompanying Rules of Fair Practice View Received Comments See Also - 3437302.shtml, Comments received electronically are available Federal Register version (61 FR 31574)
33-7277	April 3, 1996	S7-9-96	Securities Uniformity; Annual Conference on Uniformity of Securities Law *Comments Due:* April 25, 1996 View Received Comments See Also - Comments received electronically are available Federal Register version (61 FR 15847) Note: Comments received electronically are available
34-37009	March 22, 1996	S7-8-96	Study and Report on Protections for Senior Citizens and Qualified Retirement Plans *Comments Due:* April 30, 1996 View Received Comments See Also - Comments received electronically are available Federal Register version (61 FR 13906) Note: Comments received electronically are available
33-7231	Oct. 5, 1995		Electronic Filing of Forms 3, 4, 5, and 144 Federal Register version (60 FR 53474)

Last Reviewed or Updated: June 28, 2024