34-44871
Sept. 28, 2001
Order Regarding Government Securities Reconciliations
34-44874
Sept. 28, 2001
Exemptive Order Pursuant to Section 36(a)(1) of the Securities Exchange Act of 1934 Issuing Exemptive Relief to Respond to Market Developments
34-44846
Sept. 25, 2001
4-430
Order Extending the Deadline for the American Stock Exchange LLC, the Boston Stock Exchange, Inc., the Chicago Board Options Exchange, Inc., the Chicago Stock Exchange, Inc., the Cincinnati Stock Exchange, the International Securities Exchange, LLC, the National Association of Securities Dealers, Inc., the New York Stock Exchange, Inc., the Pacific Exchange, Inc., and the Philadelphia Stock Exchange, Inc. to Submit Rule Filings Concerning the Implementation of Decimal Pricing in Equity Securities and Options Pursuant to Section 11A(a)(3)(B) of the Securities Exchange Act of 1934 Federal Register version (66 FR 49983)
34-44839
Sept. 24, 2001
Order Regarding Government Securities Reconciliations
IC-25165
Sept. 21, 2001
Order Extending Prior Order Under Sections 6(c), 17(b) and 38(a) of the Investment Company Act of 1940 Granting Exemptions from Certain Provisions of the Act and Certain Rules Thereunder
34-44827
Sept. 21, 2001
Order Extending Emergency Order Pursuant to Section 12(k)(2) of the Securities Exchange Act of 1934 Taking Temporary Action To Respond to Market Developments
34-44828
Sept. 21, 2001
American Stock Exchange LLC (Order Extending Emergency Order Under Section 12(k)(2) of the Securities Exchange Act of 1934)
34-44797
Sept. 16, 2001
American Stock Exchange LLC (Emergency Order Under Section 12(k)(2) of the Securities Exchange Act of 1934)
IC-25156
Sept. 14, 2001
Exemptions (Order Granting Exemptions Under Sections 6(c), 17(d) and 38(a) of the Investment Company Act of 1940)
34-44791
Sept. 14, 2001
Emergency Order Pursuant to Section 12(k)(2) of the Securities Exchange Act of 1934 Taking Temporary Action To Respond To Market Developments
4-442, AAER-1386
Aug. 23, 2001
4-442
Investment Company Institute (Letter in response to Petition for Rulemaking)
34-44729
Aug. 21, 2001
Persons Engaging in Security Futures Product Transactions (Order Granting Temporary Exemption)
34-44731
Aug. 21, 2001
Futures Commission Merchants and Introducing Brokers (Order Granting Temporary Exemption from the Registration Requirements of Section 15(a) of the Securities Exchange Act of 1934) 34-44731 Note: Also Available in PDF Format: 34-44731
34-44725
Aug. 20, 2001
Listing Standards Requirements (Joint Order Granting Modifications under Section 6(h) of the Securities Exchange Act of 1934 and Criteria under Section 2(a)(1) of the Commodity Exchange Act)
34-44625
July 31, 2001
10-131
The Nasdaq Stock Market, Inc; Extension of Comment Period for The Nasdaq Stock Market, Inc.'s Application for Registration as a National Securities Exchange Under Section 6 of the Securities Exchange Act of 1934 From July 30, 2001 to August 29, 2001 Federal Register version (66 FR 41056)
34-44569
July 18, 2001
S7-12-01
Extension of Comment Period on Interim Final Rules on Definition of Terms in and Specific Exemptions for Banks, Savings Associations, and Savings Banks Under Sections 3(a)(4) and 3(a)(5) of the Securities Exchange Act of 1934 Comments Due: Comments received electronically are available , Notice of Intent to Amend Rules , 34-46751 , also Order Extending Temporary Exemption and Notice of Intent to Amend Rules , Order Extending Temporary Exemption and Notice of Intent to Amend Rules Federal Register version (66 FR 38370)
34-44396
June 7, 2001
10-131
The Nasdaq Stock Market, Inc.; Notice of Filing of Application for Registration as a National Securities Exchange Under Section 6 of the Securities Exchange Act of 1934 Comments Due: View Received Comments Comments received electronically are available Federal Register version (66 FR 31952) Note: Comments received electronically are available
34-44177
April 12, 2001
4-208
Order Approving Plan Establishing Procedures Under Rule 11Ac1-5 by the American Stock Exchange, Boston Stock Exchange, Chicago Stock Exchange, Cincinnati Stock Exchange, National Association of Securities Dealers, New York Stock Exchange, Pacific Exchange, and Philadelphia Stock Exchange Federal Register version (66 FR 19814)
33-7964
March 23, 2001
S7-08-01
Securities Uniformity; Annual Conference on Uniformity of Securities Laws Comments Due: View Received Comments Federal Register version (66 FR 17207) Note: Comments received are available
34-43992
Feb. 21, 2001
4-208
Notice of Filing of Proposed Plan Establishing Procedures Under Rule 11Ac1-5 by the American Stock Exchange, Boston Stock Exchange, Chicago Stock Exchange, Cincinnati Stock Exchange, National Association of Securities Dealers, New York Stock Exchange, Pacific Exchange, and Philadelphia Stock Exchange Federal Register version (66 FR 12571)
No release number 4
Feb. 9, 2001
Chairman Arthur Levitt (Letter to industry regarding T+1)
34-43909
Jan. 31, 2001
Berkshire Hathaway, Inc. (Order Declining Review)
PA-31
Jan. 19, 2001
S7-02-01
Privacy Act of 1974: Notice of Modifications to a System of Records and Establishment of a New System of Records View Received Comments Federal Register version (66 FR 7820) Note: Comments received are available
34-43142
Aug. 10, 2000
Berkshire Hathaway, Inc. (Order Declining Review)
