Other Commission Orders, Notices, and Information

Commission orders, notices, and other information in miscellaneous categories such as whistleblower award claims, fee rates, and specific requests for public comment.

Release Number Issue Date File Number Details
34-95711 2022-79 Order Determining Whistleblower Award Claim
34-95672 2022-78 Order Determining Whistleblower Award Claim
34-95651 10-239 In the Matter of the Application of 24X National Exchange LLC for Registration as a National Securities Exchange; Order Instituting Proceedings To Determine Whether To Grant or Deny an Application for Registration as a National Securities Exchange Under Section 6 of the Securities Exchange Act of 1934
Comments Due: 21 days from publication in the Federal Register
View Received Comments
Federal Register version (87 FR 54736)
33-11095, 34-95597 Order Making Fiscal Year 2023 Annual Adjustments to Registration Fee Rates
Federal Register version (87 FR 53030)
34-95588 Draft 2022-2026 Strategic Plan for Securities and Exchange Commission
Comments Due: September 29, 2022
View Received Comments
See Also - Draft Strategic Plan, Press Release Nos. 2022-148
Federal Register version (87 FR 53040)
34-95537 2022-77 Order Determining Whistleblower Award Claim
34-95496 Notice of Intention to Cancel Registration of Certain Municipal Advisors Pursuant to Section 15B(c)(3) of the Securities Exchange Act of 1934
34-95490 2022-76 Order Determining Whistleblower Award Claim
34-95489 2022-75 Order Determining Whistleblower Award Claim
34-95486 2022-74 Order Determining Whistleblower Award Claim
34-95485 2022-73 Order Determining Whistleblower Award Claim
34-95484 2022-72 Order Determining Whistleblower Award Claim
34-95483 2022-71 Order Determining Whistleblower Award Claim
34-95470 Order Determining That the Financial Industry Regulatory Authority Conditionally May Access Certain Security-Based Swap Data Obtained by Security-Based Swap Data Repositories
See Also - Confidentiality Agreement between SEC and FINRA, Incoming Letter from FINRA to SEC
Federal Register version (87 FR 50655)
34-95443 2022-70 Order Determining Whistleblower Award Claim
34-95408 2022-69 Order Determining Whistleblower Award Claim
34-95384 2022-68 Order Determining Whistleblower Award Claim
34-95309 2022-67 Order Determining Whistleblower Award Claim
34-95304 2022-66 Order Determining Whistleblower Award Claim
34-95291 2022-64 Order Determining Whistleblower Award Claim
34-95292 2022-65 Order Determining Whistleblower Award Claim
34-95247 2022-63 Order Determining Whistleblower Award Claim
34-95243 Order Granting Registration of Demotech, Inc. as a Nationally Recognized Statistical Rating Organization
34-95235 In the Matter of the: Order Granting Temporary Conditional Exemptive Relief Pursuant to Section 36 of the Securities Exchange Act of 1934 ("Exchange Act") and Rule 608(e) of Regulation NMS Under the Exchange Act, Relating to Certain Requirements of the National Market System Plan Governing the Consolidated Audit Trail; In the Matter of the: Order Granting Temporary Conditional Exemptive Relief Pursuant to Section 36 of the Exchange Act and Rule 608(e) of Regulation NMS Under the Exchange Act, From Section 8.1.1 and Section 8.1.2 of Appendix D of the National Market System Plan Governing the Consolidated Audit Trail; Order Denying Stay
See Also - Motion for Partial Stay of Order 34-90688, Motion for Partial Stay of Order 34-90689, Appendix Vol. 1, Appendix Vol. 2
Federal Register version (87 FR 42242)
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Last Reviewed or Updated: June 28, 2024