Other Commission Orders, Notices, and Information

Commission orders, notices, and other information in miscellaneous categories such as whistleblower award claims, fee rates, and specific requests for public comment.

Release Number Issue Date File Number Details
34-96381 2023-17 Order Determining Whistleblower Award Claim
34-96366 2023-16 Order Determining Whistleblower Award Claim
34-96364 10-239 In the Matter of the Application of 24X National Exchange LLC for Registration as a National Securities Exchange; Notice of Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Grant or Deny an Application for Registration as a National Securities Exchange Under Section 6 of the Securities Exchange Act of 1934
See Also - Form 1 Application and Exhibits
Federal Register version (87 FR 72553)
34-96354 Order Cancelling Registrations of Certain Transfer Agents
Federal Register version (87 FR 72577)
34-96337 10-239 24X National Exchange LLC; Notice of Filing of Amendment No. 2 to an Application for Registration as a National Securities Exchange Under Section 6 of the Securities Exchange Act of 1934
Comments Due: December 13, 2022
View Received Comments
See Also - Form 1 Application and Exhibits
Federal Register version (87 FR 71388)
34-96324 2023-15 Order Determining Whistleblower Award Claim
34-96232 2023-14 Order Determining Whistleblower Award Claim
34-96231 2023-13 Order Determining Whistleblower Award Claim
34-96230 2023-12 Order Determining Whistleblower Award Claim
34-96229 2023-11 Order Determining Whistleblower Award Claim
34-96228 2023-10 Order Determining Whistleblower Award Claim
34-96227 2023-09 Order Determining Whistleblower Award Claim
34-96218 10-239 24X National Exchange LLC; Notice of Filing of Amendment No. 1 to an Application for Registration as a National Securities Exchange Under Section 6 of the Securities Exchange Act of 1934
Comments Due: November 30, 2022
View Received Comments
See Also - Form 1 Application and Exhibits
Federal Register version (87 FR 67725)
34-96214 2023-08 Order Determining Whistleblower Award Claim
34-96178 2023-07 Order Determining Whistleblower Award Claim
33-11127 333-266967 Electropremium (Order Denying Application to Withdraw Registration Statement Under the Securities Act of 1933)
34-96129 2023-06 Order Determining Whistleblower Award Claim
34-96128 2023-05 Order Determining Whistleblower Award Claim
34-96119 2023-04 Order Determining Whistleblower Award Claim
34-96076 2023-03 Order Determining Whistleblower Award Claim
34-96075 2023-02 Order Determining Whistleblower Award Claim
33-11118, 34-96009, IA-6165, IC-34725 S7-24-22 Regulatory Flexibility Agenda
Comments Due: 30 days from publication in the Federal Register
View Received Comments
Submit a Comment on S7-24-22
Federal Register version (88 FR 11376)
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Last Reviewed or Updated: June 28, 2024