Commission orders, notices, and other information in miscellaneous categories such as whistleblower award claims, fee rates, and specific requests for public comment.

Release Number Issue Date File Number Details
34-96658 2023-27 Order Determining Whistleblower Award Claim
34-96657 2023-26 Order Determining Whistleblower Award Claim
34-96656 2023-25 Order Determining Whistleblower Award Claim
34-96642 2023-24 Order Determining Whistleblower Award Claim
34-96641 2023-23 Order Determining Whistleblower Award Claim
34-96604 2023-22 Order Determining Whistleblower Award Claim
33-11143, 34-96605, IA-6212, IC-34797 Adjustments to Civil Monetary Penalty Amounts
Federal Register version (88 FR 1614)
33-11142, 34-96577 Order Approving Public Company Accounting Oversight Board Budget and Annual Accounting Support Fee for Calendar Year 2023
34-96541 Order Scheduling Filing of Statements on Review; In the Matter of the Financial Industry Regulatory Authority, Inc. for an Order Granting the Approval of Proposed Rule Change, as Modified by Amendment No. 2, To Establish a Corporate Bond New Issue Reference Data Service (File No. SR-FINRA-2019-008)
View Received Comments
Federal Register version (87 FR 79014)
34-96527 2023-21 Order Determining Whistleblower Award Claim
34-96474 2023-20 Order Determining Whistleblower Award Claim
PA-58 S7-28-22 Privacy Act of 1974; System of Records
Comments Due: January 6, 2023
Federal Register version (87 FR 76097)
34-96439 2023-19 Order Determining Whistleblower Award Claim
34-96399 2023-18 Order Determining Whistleblower Award Claim
33-11136, 34-96386, IC-34765 S7-27-22 List of Rules To Be Reviewed Pursuant to the Regulatory Flexibility Act
Comments Due: January 3, 2023
See Also - Staff Summaries of 2013 Rule Reviews
Federal Register version (87 FR 74057)
34-96381 2023-17 Order Determining Whistleblower Award Claim
34-96366 2023-16 Order Determining Whistleblower Award Claim
34-96364 10-239 In the Matter of the Application of 24X National Exchange LLC for Registration as a National Securities Exchange; Notice of Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Grant or Deny an Application for Registration as a National Securities Exchange Under Section 6 of the Securities Exchange Act of 1934
See Also - Form 1 Application and Exhibits
Federal Register version (87 FR 72553)
34-96354 Order Cancelling Registrations of Certain Transfer Agents
Federal Register version (87 FR 72577)

Last Reviewed or Updated: June 28, 2024