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Commission orders, notices, and other information in miscellaneous categories such as whistleblower award claims, fee rates, and specific requests for public comment.


Release Number	Issue Date	File Number	Details
IA-5688	Feb. 22, 2021	801-80706	Atlantis Asset Management International Corp., et al. (Notice of Intention To Cancel Registrations of Certain Investment Advisers Pursuant to Section 203(H) of the Investment Advisers Act of 1940) Federal Register version (86 FR 11569)
34-91165	Feb. 19, 2021	2021-27	Order Determining Whistleblower Award Claim
34-91164	Feb. 19, 2021	2021-26	Order Determining Whistleblower Award Claim
34-91163	Feb. 19, 2021	2021-25	Order Determining Whistleblower Award Claim
33-10927, 34-91150	Feb. 17, 2021	265-28	Investor Advisory Committee Meeting View Received Comments Submit a Comment on 265-28 Federal Register version (86 FR 11040)
34-91128	Feb. 12, 2021		Order Extending the Annual Reports Filing Deadline for Certain Smaller Broker-Dealers Federal Register version (86 FR 10372)
34-91117	Feb. 11, 2021	10-133	OneChicago, LLC's Request To Withdraw From Registration as a National Securities Exchange Solely for the Purposes of Trading Security Futures Products Federal Register version (86 FR 10140)
34-91071	Feb. 5, 2021		Security-Based Swap Data Repositories; DTCC Data Repository (U.S.), LLC; Notice of Filing of Application for Registration as a Security-Based Swap Data Repository *Comments Due:* March 3, 2021 View Received Comments See Also - Form SDR Application and Exhibits Federal Register version (86 FR 8977)
IC-34188	Feb. 4, 2021	S7-01-21	Request for Comment on Potential Money Market Fund Reform Measures in President's Working Group Report *Comments Due:* April 12, 2021 View Received Comments See Also - Press Release No. 2021-25 Submit a Comment on S7-01-21 Federal Register version (86 FR 8938)
33-10923, 34-91004	Jan. 28, 2021		Order Regarding Review of FASB Accounting Support Fee for 2021 Under Section 109 of the Sarbanes-Oxley Act of 2002
SIPA-183	Jan. 27, 2021	SIPC-2021-01	Securities Investor Protection Corporation; Determination *Comments Due:* within 15 days of publication in the Federal Register Submit a Comment on SIPC-2021-01 Federal Register version (86 FR 7900)
IA-5673	Jan. 22, 2021	801-10369	Trevor Stewart Burton & Jacobsen Inc. (Order Cancelling Registration Pursuant to Section 203(h) of the Investment Advisers Act of 1940)
34-90932	Jan. 15, 2021		Order Making Fiscal Year 2021 Annual Adjustments to Transaction Fee Rates Federal Register version (86 FR 6694)
34-90922	Jan. 14, 2021	2021-24	Order Determining Whistleblower Award Claim
IA-5669	Jan. 14, 2021	801-110022	Family Office Partners, Inc. (Order Cancelling Registration Pursuant to Section 203(h) of the Investment Advisers Act of 1940)
33-10919, 34-90882	Jan. 11, 2021	265-32	SEC Small Business Capital Formation Advisory Committee View Received Comments Submit a Comment on 265-32 Federal Register version (86 FR 3216)
33-10918, 34-90874, IA-5664, IC-34166	Jan. 8, 2021		Adjustments to Civil Monetary Penalty Amounts Federal Register version (86 FR 2716)
34-90872	Jan. 7, 2021	2021-23	Order Determining Whistleblower Award Claim
34-90867	Jan. 7, 2021	2021-22	Order Determining Whistleblower Award Claim

Last Reviewed or Updated: June 28, 2024