Other Commission Orders, Notices, and Information

Commission orders, notices, and other information in miscellaneous categories such as whistleblower award claims, fee rates, and specific requests for public comment.

Release Number Issue Date File Number Details
34-94946 2022-56 Order Determining Whistleblower Award Claim
34-94896 Data Collection Initiation Date and Contingent Phase-In Termination Date for the De Minimis Notional Thresholds of Security-Based Swap Dealing
See Also - 34-66868.pdf, 34-87780.pdf
Federal Register version (87 FR 29986)
34-94860 2022-55 Order Determining Whistleblower Award Claim
34-94797 2022-54 Order Determining Whistleblower Award Claim
33-11054, 34-94793, IA-6002, IC-34570 S7-15-22 Regulatory Flexibility Agenda
Comments Due: September 7, 2022
View Received Comments
Submit a Comment on S7-15-22
Federal Register version (87 FR 48424)
34-94789 2022-53 Order Determining Whistleblower Award Claim
34-94767 2022-52 Order Determining Whistleblower Award Claim
34-94743 2022-51 Order Determining Whistleblower Award Claim
34-94738 2022-50 Order Determining Whistleblower Award Claim
34-94737 2022-49 Order Determining Whistleblower Award Claim
34-94736 2022-48 Order Determining Whistleblower Award Claim
34-94724 Financial Industry Regulatory Authority, Inc. (Order Granting Petition for Review and Scheduling Filing of Statements) Comments received for SR-FINRA-2021-010
View Received Comments
34-94651 Order Cancelling Registration of Municipal Advisor Pursuant to Section 15B(c)(3) of the Securities Exchange Act of 1934
34-94647 2022-47 Order Determining Whistleblower Award Claim
34-94644 Order Making Fiscal Year 2022 Annual Adjustments to Transaction Fee Rates
Federal Register version (87 FR 21931)
34-94589 2022-46 Order Determining Whistleblower Award Claim
34-94519 2022-45 Order Determining Whistleblower Award Claim
34-94461 2022-44 Order Determining Whistleblower Award Claim
34-94460 2022-43 Order Determining Whistleblower Award Claim
34-94459 2022-42 Order Determining Whistleblower Award Claim
34-94458 2022-41 Order Determining Whistleblower Award Claim
34-94442 2022-40 Order Determining Whistleblower Award Claim
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Last Reviewed or Updated: June 28, 2024