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Petition Rule

Rulemaking petition to amend Rule 0-7 under the Investment Advisers Act of 1940, which defines a small entity for purposes of the Regulatory Flexibility Act of 1980

Public Comments

View Received Comments

Last Reviewed or Updated: Oct. 26, 2023

Resources

Petition Rule: SEC Issued Version (pdf 651.87 KB)

Details

File Number

4-811

Rule Type

Petition

Release Number

petn4-811

SEC Issue Date

Sept. 14, 2023

Rules & Regulations

Enforcement & Litigation

Compliance

Rulemaking petition to amend Rule 0-7 under the Investment Advisers Act of 1940, which defines a small entity for purposes of the Regulatory Flexibility Act of 1980

Public Comments

Resources

Details

More in About

Breadcrumb

Rulemaking petition to amend Rule 0-7 under the Investment Advisers Act of 1940, which defines a small entity for purposes of the Regulatory Flexibility Act of 1980

Public Comments

Resources

Details