Skip to search field Skip to main content

Official websites use .gov
A .gov website belongs to an official government organization in the United States.

Secure .gov websites use HTTPS
A lock () or https:// means you’ve safely connected to the .gov website. Share sensitive information only on official, secure websites.

Final Rule

Adjustments to Civil Monetary Penalty Amounts

Last Reviewed or Updated: Aug. 31, 2023

Resources

Final Rule: SEC Issued Version (pdf 116.07 KB)

Final Rule: Federal Register Version

Details

Rule Type

Final

Release Number

33-10276

34-79749

IA-4599

IC-32414

SEC Issue Date

Jan. 6, 2017

Effective Date

January 18, 2017

Federal Register Publish Date

Jan. 18, 2017

Document Citation

82 FR 5367

Rules & Regulations

Enforcement & Litigation

Compliance

Adjustments to Civil Monetary Penalty Amounts

Resources

Details

More in this Section

Breadcrumb

Adjustments to Civil Monetary Penalty Amounts

Resources

Details