76 FR 49698
Covered Securities of Bats Exchange, Inc.
Overview
The Securities and Exchange Commission ("SEC' or "Commission') is adopting an amendment to Rule 146 under Section 18 of the Securities Act of 1933, as amended, ("Securities Act') to designate certain securities listed, or authorized for listing, on BATS Exchange, Inc. ("BATS' or "Exchange') as covered securities for purposes of Section 18 of the Securities Act. Covered securities under Section 18 of the Securities Act are exempt from state law registration requirements. The Commission also is making corrections to the rule text to reflect name changes.
Prior Actions
Last Reviewed or Updated: April 7, 2023
Resources
Details
February 24, 2012
77 FR 3590