Final Rule

Technical Amendment to Delegation of Authority to the Director of the Division of Trading and Markets

Overview

The Securities and Exchange Commission ("Commission') is making a technical amendment to the rule that delegates authority to the Director of the Division of Trading and Markets to grant exemptions upon specified terms, conditions, and periods to persons subject to Rule 17f-2 under the Securities Exchange Act of 1934 ("Exchange Act').

Last Reviewed or Updated: Oct. 26, 2011

Resources

Final Rule: SEC Issued Version (pdf 45.15 KB)
Final Rule: Federal Register Version

Details

Rule Type
Final
Release Number
34-65628
SEC Issue Date
Effective Date

November 2, 2011 Federal Register : HTML (http://www.federalregister.gov/articles/2011/11/02/2011-28313/technical…) | PDF (http://www.gpo.gov/fdsys/pkg/FR-2011-11-02/pdf/2011-28313.pdf) | text (http://www.gpo.gov/fdsys/pkg/FR-2011-11-02/html/2011-28313.htm) | XML (http://www.federalregister.gov/articles/xml/201/128/313.xml)

Federal Register Publish Date
Document Citation

76 FR 67597