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July 24, 2006
71 FR 41977
The Securities and Exchange Commission is publishing this interpretive release with respect to the scope of "brokerage and research services' and client commission arrangements under Section 28(e) of the Securities Exchange Act of 1934 ("Exchange Act'). The Commission is soliciting further comment on client commission arrangements under Section 28(e).
Last Reviewed or Updated: July 18, 2006
July 24, 2006
71 FR 41977
Public Comments