64 FR 5722
Transition Rule for Ohio Investment Advisers
Overview
The Securities and Exchange Commission ("Commission') is adopting a new rule and form amendments under the Investment Advisers Act of 1940 for investment advisers that will be subject to a new Ohio investment adviser statute. The new rule provides a transition process for these investment advisers to switch from Commission to state registration.
Prior Actions
Last Reviewed or Updated: April 7, 2023
Details
May 3, 1999
64 FR 15680