Final Rule

Amendments to Forms and Schedules to Remove Voluntary Provision of Social Security Numbers

Overview

The Securities and Exchange Commission is adopting revisions to forms and schedules filed under the Securities Act of 1933, the Securities Exchange Act of 1934, related provisions of the Investment Company Act of 1940 and the Public Utility Holding Company Act of 1935, and the Trust Indenture Act of 1939, to eliminate the portion of those forms that requests filers who are natural persons to furnish their Social Security numbers.

Last Reviewed or Updated: June 25, 1997