Regulatory Release

Compliance Programs of Investment Companies and Investment Advisers

Details

Rule Type
Final
Release Number
IA-2204
SEC Issue Date
Effective Date

February 5, 2004

Compliance Date

(see text of the

Federal Register Publish Date
Document Citation

68 FR 74713

RIN
3235-AI77

Resources

Federal Register Version

Last Reviewed or Updated: May 25, 2023