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Notice Rule

Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify the Clearing Agency Operational Risk Management Framework

Registered Clearing Agencies, Fixed Income Clearing Corporation (FICC)

Public Comments

Submit a Comment on SR-FICC-2023-015

Last Reviewed or Updated: Oct. 27, 2023

Resources

Notice Rule: SEC Issued Version (pdf 197.59 KB)

Exhibit 5

Details

Public Comments Due

21 days after date of publication in the Federal Register.

File Number

SR-FICC-2023-015

Rule Type

Notice

Release Number

34-98813

SEC Issue Date

Oct. 27, 2023

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify the Clearing Agency Operational Risk Management Framework

Public Comments

Resources

Details

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Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify the Clearing Agency Operational Risk Management Framework

Public Comments

Resources

Details