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Notice Rule

Notice Entitled "NFA Compliance Rule 2-9: Enhanced Supervisory Requirements"

Securities Futures Associations, National Futures Association

Public Comments

Submit a Comment on SR-NFA-2014-05

Last Reviewed or Updated: July 2, 2014

Resources

Notice Rule: SEC Issued Version (pdf 25.2 KB)

Notice Rule: Federal Register Version

Details

Public Comments Due

July 30, 2014

File Number

SR-NFA-2014-05

Rule Type

Notice

Release Number

34-72514

SEC Issue Date

July 2, 2014

Federal Register Publish Date

July 9, 2014

Document Citation

79 FR 39046

Rules & Regulations

Enforcement & Litigation

Compliance

Notice Entitled "NFA Compliance Rule 2-9: Enhanced Supervisory Requirements"

Public Comments

Resources

Details

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Notice Entitled "NFA Compliance Rule 2-9: Enhanced Supervisory Requirements"

Public Comments

Resources

Details