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Notice Rule

Notice to NFA Compliance Rules 2-7 and 2-24 and Registration Rule 401: Proficiency Requirements for SFPs

Securities Futures Associations, National Futures Association

Public Comments

Submit a Comment on SR-NFA-2014-01

Last Reviewed or Updated: April 21, 2014

Resources

Notice Rule: SEC Issued Version (pdf 34.32 KB)

Notice Rule: Federal Register Version

Details

Public Comments Due

May 16, 2014

File Number

SR-NFA-2014-01

Rule Type

Notice

Release Number

34-71976

SEC Issue Date

April 21, 2014

Federal Register Publish Date

April 25, 2014

Document Citation

79 FR 23028

Rules & Regulations

Enforcement & Litigation

Compliance

Notice to NFA Compliance Rules 2-7 and 2-24 and Registration Rule 401: Proficiency Requirements for SFPs

Public Comments

Resources

Details

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Notice to NFA Compliance Rules 2-7 and 2-24 and Registration Rule 401: Proficiency Requirements for SFPs

Public Comments

Resources

Details