Release Number
34-56375
SEC Issue Date
Federal Register Publish Date
Document Citation
72 FR 52403
Notice Rule
Notice of Filing of Proposed Rule and Amendment No. 1 Thereto Relating to Sales Practice Standards and Supervisory Requirements for Transactions in Deferred Variable Annuities; Corrected
Registered Securities Associations, National Association of Securities Dealers (NASD)
Release Number
34-54023
SEC Issue Date
Federal Register Publish Date
Document Citation
71 FR 36840
Release Number
34-52191
SEC Issue Date
Federal Register Publish Date
Document Citation
70 FR 46239
Release Number
34-52046A
SEC Issue Date
Federal Register Publish Date
Document Citation
70 FR 42126
Last Reviewed or Updated: July 19, 2005
Resources
Details
Public Comments Due
File Number
SR-NASD-2004-183
Rule Type
Notice
Release Number
34-56375A
SEC Issue Date
Federal Register Publish Date
Document Citation
72 FR 53612
Public Comments