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Notice Rule

Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Clearing Reports for Previously Executed Trades

Registered Securities Associations, National Association of Securities Dealers (NASD)

Last Reviewed or Updated: June 26, 2007

Resources

Notice Rule: SEC Issued Version (pdf 64.16 KB)

Notice Rule: Federal Register Version

Details

Public Comments Due

July 24, 2007

File Number

SR-NASD-2007-040

Rule Type

Notice

Release Number

34-55962

SEC Issue Date

June 26, 2007

Federal Register Publish Date

July 3, 2007

Document Citation

72 FR 36536

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Clearing Reports for Previously Executed Trades

Resources

Details

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Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Clearing Reports for Previously Executed Trades

Resources

Details