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Notice Rule

Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Trade Reporting Obligations for Transactions in Foreign Equity Securities

Registered Securities Associations, National Association of Securities Dealers (NASD)

Public Comments

View Received Comments

Last Reviewed or Updated: May 11, 2007

Resources

Notice Rule: SEC Issued Version (pdf 57.94 KB)

Notice Rule: Federal Register Version

Details

Public Comments Due

June 7, 2007

File Number

SR-NASD-2007-030

Rule Type

Notice

Release Number

34-55745

SEC Issue Date

May 11, 2007

Federal Register Publish Date

May 17, 2007

Document Citation

72 FR 27891

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Trade Reporting Obligations for Transactions in Foreign Equity Securities

Public Comments

Resources

Details

More in this Section

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Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Trade Reporting Obligations for Transactions in Foreign Equity Securities

Public Comments

Resources

Details