Skip to search field Skip to main content

Official websites use .gov
A .gov website belongs to an official government organization in the United States.

Secure .gov websites use HTTPS
A lock () or https:// means you’ve safely connected to the .gov website. Share sensitive information only on official, secure websites.

Notice Rule

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the NASD Rule 7000 Series To Delete References To Systems and Services That Will No Longer Be Provided by NASD

Registered Securities Associations, National Association of Securities Dealers (NASD)

Last Reviewed or Updated: March 27, 2007

Resources

Notice Rule: SEC Issued Version (pdf 58.94 KB)

Notice Rule: Federal Register Version

Details

Public Comments Due

April 24, 2007

File Number

SR-NASD-2007-018

Rule Type

Notice

Release Number

34-55538

SEC Issue Date

March 27, 2007

Federal Register Publish Date

April 3, 2007

Document Citation

72 FR 15924

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the NASD Rule 7000 Series To Delete References To Systems and Services That Will No Longer Be Provided by NASD

Resources

Details

More in About

Breadcrumb

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the NASD Rule 7000 Series To Delete References To Systems and Services That Will No Longer Be Provided by NASD

Resources

Details