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Notice Rule

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Date by Which Eligible Registrants Must Complete Firm-Element Continuing Education To Qualify To Engage in a Security Futures Business

Registered Securities Associations, National Association of Securities Dealers (NASD)

Last Reviewed or Updated: Oct. 17, 2006

Resources

Notice Rule: SEC Issued Version (pdf 33.16 KB)

Notice Rule: Federal Register Version

Details

Public Comments Due

Nov. 15, 2006

File Number

SR-NASD-2006-118

Rule Type

Notice

Release Number

34-54617

SEC Issue Date

Oct. 17, 2006

Federal Register Publish Date

Oct. 25, 2006

Document Citation

71 FR 62498

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Date by Which Eligible Registrants Must Complete Firm-Element Continuing Education To Qualify To Engage in a Security Futures Business

Resources

Details

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Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Date by Which Eligible Registrants Must Complete Firm-Element Continuing Education To Qualify To Engage in a Security Futures Business

Resources

Details