Skip to search field Skip to main content

Official websites use .gov
A .gov website belongs to an official government organization in the United States.

Secure .gov websites use HTTPS
A lock () or https:// means you’ve safely connected to the .gov website. Share sensitive information only on official, secure websites.

Notice Rule

Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to NASD Rule 5100 (Short Sale Rule)

Registered Securities Associations, National Association of Securities Dealers (NASD)

Last Reviewed or Updated: July 25, 2006

Resources

Notice Rule: SEC Issued Version (pdf 60.34 KB)

Notice Rule: Federal Register Version

Details

Public Comments Due

Aug. 21, 2006

File Number

SR-NASD-2006-089

Rule Type

Notice

Release Number

34-54203

SEC Issue Date

July 25, 2006

Federal Register Publish Date

July 31, 2006

Document Citation

71 FR 43256

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to NASD Rule 5100 (Short Sale Rule)

Resources

Details

More in About

Breadcrumb

Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to NASD Rule 5100 (Short Sale Rule)

Resources

Details