Skip to search field Skip to main content

Official websites use .gov
A .gov website belongs to an official government organization in the United States.

Secure .gov websites use HTTPS
A lock () or https:// means you’ve safely connected to the .gov website. Share sensitive information only on official, secure websites.

Notice Rule

Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify NASD Rule 7010(c)(2) To Allow NASD Members To Receive Transaction Credits for Automated Executions in Tape B Securities on an Estimated Monthly Basis

Registered Securities Associations, National Association of Securities Dealers (NASD)

Last Reviewed or Updated: June 19, 2006

Resources

Notice Rule: SEC Issued Version (pdf 57.46 KB)

Notice Rule: Federal Register Version

Details

Public Comments Due

July 17, 2006

File Number

SR-NASD-2006-067

Rule Type

Notice

Release Number

34-54015

SEC Issue Date

June 19, 2006

Federal Register Publish Date

June 26, 2006

Document Citation

71 FR 36369

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify NASD Rule 7010(c)(2) To Allow NASD Members To Receive Transaction Credits for Automated Executions in Tape B Securities on an Estimated Monthly Basis

Resources

Details

More in About

Breadcrumb

Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify NASD Rule 7010(c)(2) To Allow NASD Members To Receive Transaction Credits for Automated Executions in Tape B Securities on an Estimated Monthly Basis

Resources

Details