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Notice Rule

Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto to Reflect the Revised Effective Date of Certain Amendments to NASD's Order Audit Trail System Rules

Registered Securities Associations, National Association of Securities Dealers (NASD)

Last Reviewed or Updated: May 17, 2006

Resources

Notice Rule: SEC Issued Version (pdf 193.69 KB)

Notice Rule: Federal Register Version

Details

Public Comments Due

June 13, 2006

File Number

SR-NASD-2006-052

Rule Type

Notice

Release Number

34-53819

SEC Issue Date

May 17, 2006

Federal Register Publish Date

May 23, 2006

Document Citation

71 FR 29697

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto to Reflect the Revised Effective Date of Certain Amendments to NASD's Order Audit Trail System Rules

Resources

Details

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Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto to Reflect the Revised Effective Date of Certain Amendments to NASD's Order Audit Trail System Rules

Resources

Details