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Notice Rule

Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Technical Amendments to Rule 3080 (Disclosure to Associated Persons When Signing Form U-4)

Registered Securities Associations, National Association of Securities Dealers (NASD)

Last Reviewed or Updated: April 18, 2006

Resources

Notice Rule: SEC Issued Version (pdf 33.75 KB)

Notice Rule: Federal Register Version

Details

Public Comments Due

May 15, 2006

File Number

SR-NASD-2006-046

Rule Type

Notice

Release Number

34-53669

SEC Issue Date

April 18, 2006

Federal Register Publish Date

April 24, 2006

Document Citation

71 FR 21062

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Technical Amendments to Rule 3080 (Disclosure to Associated Persons When Signing Form U-4)

Resources

Details

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Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Technical Amendments to Rule 3080 (Disclosure to Associated Persons When Signing Form U-4)

Resources

Details