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Notice Rule

Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Proposed Amendments to NASD Rule 1013 To Adopt a Standardized New Member Application Form (Form NMA)

Registered Securities Associations, National Association of Securities Dealers (NASD)

Last Reviewed or Updated: March 29, 2006

Resources

Notice Rule: SEC Issued Version (pdf 149.8 KB)

Notice Rule: Federal Register Version

Details

Public Comments Due

April 25, 2006

File Number

SR-NASD-2006-038

Rule Type

Notice

Release Number

34-53564

SEC Issue Date

March 29, 2006

Federal Register Publish Date

April 4, 2006

Document Citation

71 FR 16847

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Proposed Amendments to NASD Rule 1013 To Adopt a Standardized New Member Application Form (Form NMA)

Resources

Details

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Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Proposed Amendments to NASD Rule 1013 To Adopt a Standardized New Member Application Form (Form NMA)

Resources

Details